Matthew Yerkes has been an investment adviser representative at Shea, Brian Michael since February 2015, and is not listed among the firm’s executive officers or direct owners.
Shea, Brian Michael is a firm with $119M under management, 77 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Matthew Yerkes’ longest registration was 12 years at Yerkes Financial Advisors, Inc. (2000–2012). Before joining Shea, Brian Michael in 2015, Matthew Yerkes was registered through Ritter Daniher Financial Advisory, LLC and Yerkes Financial Advisors, Inc.
- Shea Financial AdvisorsCurrent– present · 11 yearsNew Richmond, OH · Adviser representative · Firm CRD 125606
- Ritter Daniher Financial Advisory, LLC– · 2 yearsCincinnati, OH · Adviser representative · Firm CRD 119901
- Yerkes Financial Advisors, Inc.– · 12 yearsCincinnati, OH · Adviser representative · Firm CRD 121194
Investment adviser representative registrations
Matthew Yerkes is registered as an investment adviser representative in Ohio, since February 2015.
- OhioSince 23 February 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 December 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Matthew Albert Yerkes
- CRD
- 4547403
- Firm
- Shea, Brian Michael · CRD 125606
- Office
- New Richmond, OH
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Yerkes work?
Matthew Yerkes is an investment adviser representative registered through Shea, Brian Michael since February 2015, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Yerkes a financial advisor?
Yes. Matthew Yerkes has a current investment-adviser registration in Ohio, through Shea, Brian Michael since February 2015.
How many years of experience does Matthew Yerkes have?
Matthew Yerkes has 26 years in the financial industry, since April 2000, across 3 adviser firms.
What exams has Matthew Yerkes passed?
Matthew Yerkes passed the Series 65 in December 1999.
Where did Matthew Yerkes work before Shea, Brian Michael?
Before Shea, Brian Michael, Matthew Yerkes was registered through Ritter Daniher Financial Advisory, LLC, October 2012 to December 2014; Yerkes Financial Advisors, Inc., February 2000 to October 2012.
Where is Matthew Yerkes based?
Matthew Yerkes’ registered office is in New Richmond, OH.
Is Matthew Yerkes registered with FINRA?
No. Matthew Yerkes has no current broker registration.
How can I verify Matthew Yerkes’ record?
Search CRD 4547403 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Yerkes’ full registration record.