Matthew Obrien has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Matthew Obrien’s longest registration is the current one, 6 years at Exodus Wealth since 2020. Before joining Exodus Wealth in 2020, Matthew Obrien was registered through Sterne Agee Investment Advisor Services, Inc. and Cambridge Investment Research Advisors, Inc.
- Exodus Wealth, LLCCurrent– present · 6 yearsRocky Hill, CT · Adviser representative · Firm CRD 174328
- – · 2 yearsRocky Hill, CT · Adviser representative · Firm CRD 174328
- Sterne Agee Investment Advisor Services, Inc.– · 2 yearsBirmingham, AL · Adviser representative · Firm CRD 174182
- Sterne Agee Investment Advisor Services, Inc.– · 3 yearsRocky Hill, CT · Adviser representative · Firm CRD 7365
- Cambridge Investment Research Advisors, Inc.– · 6 yearsRocky Hill, CT · Adviser representative · Firm CRD 134139
- Cambridge Investment Reserarch, Inc.– · under a yearRocky Hill, CT · Adviser representative · Firm CRD 39543
Investment adviser representative registrations
Matthew Obrien is registered as an investment adviser representative in Connecticut, since January 2020.
- ConnecticutSince 6 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 May 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 1991 |
| Series 24 | General Securities Principal Examination | 29 November 1988 |
| Series 7 | General Securities Representative Examination | 16 April 1977 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew George Obrien
- CRD
- 836764
- Firm
- Exodus Wealth · CRD 174328
- Office
- 750 Old Main St., Suite 201, Rocky Hill, CT 06067
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1977
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Matthew Obrien work?
Matthew Obrien is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Obrien a financial advisor?
Yes. Matthew Obrien has a current investment-adviser registration in Connecticut, through Exodus Wealth since January 2020.
How many years of experience does Matthew Obrien have?
Matthew Obrien has 49 years in the financial industry, since May 1977, across 5 adviser firms.
What exams has Matthew Obrien passed?
Matthew Obrien has passed 4 licensing exams: the Series 7, Series 24, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1977. FINRA credited Matthew Obrien with the SIE, which began in October 2018.
Where did Matthew Obrien work before Exodus Wealth?
Before Exodus Wealth, Matthew Obrien was registered through Prosperity Wealth Management, Inc., June 2017 to December 2019; Sterne Agee Investment Advisor Services, Inc., January 2015 to May 2017; Sterne Agee Investment Advisor Services, Inc., November 2011 to January 2015; Cambridge Investment Research Advisors, Inc., March 2005 to December 2011; Cambridge Investment Reserarch, Inc., May 2004 to March 2005.
Where is Matthew Obrien based?
Matthew Obrien’s registered office is in Rocky Hill, CT.
Is Matthew Obrien registered with FINRA?
Yes. Matthew Obrien has a current broker registration, under CRD 836764.
Source: FINRA BrokerCheck
How can I verify Matthew Obrien’s record?
Search CRD 836764 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Obrien’s full registration record.