Matthew Nugent has been an investment adviser representative at Chelsea Advisory Services since May 2016, and is not listed among the firm’s executive officers or direct owners.
Chelsea Advisory Services, Inc is a Staten Island, NY firm with $147M under management, 552 clients and 25 advisers across 22 offices, as of its August 2026 filing.
Matthew Nugent’s longest registration is the current one, 10 years at Chelsea Advisory Services since 2016. Before joining Chelsea Advisory Services in 2016, Matthew Nugent was registered through Metlife Securities Inc. and HSBC Securities (USA) Inc.
- – present · 10 yearsStaten Island, NY · Adviser representative · Firm CRD 150791
- Metlife Securities Inc.– · 2 yearsStaten Island, NY · Adviser representative · Firm CRD 14251
- HSBC Securities (USA) Inc.– · under a yearStaten Island, NY · Adviser representative · Firm CRD 19585
Investment adviser representative registrations
Matthew Nugent is registered as an investment adviser representative in 2 states. The first approvals date from May 2016; the most recent is New York, in July 2021.
- New JerseySince 17 May 2016
- New YorkSince 12 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 March 2006 |
| Series 7 | General Securities Representative Examination | 8 March 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Robert Nugent
- CRD
- 5101861
- Firm
- Chelsea Advisory Services · CRD 150791
- Office
- 242 MAIN STREET, Staten Island, NY 10307
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Matthew Nugent work?
Matthew Nugent is an investment adviser representative registered through Chelsea Advisory Services, Inc since May 2016, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Nugent a financial advisor?
Yes. Matthew Nugent has a current investment-adviser registration in New Jersey and New York, through Chelsea Advisory Services since May 2016.
How many years of experience does Matthew Nugent have?
Matthew Nugent has 20 years in the financial industry, since May 2006, across 3 adviser firms.
What exams has Matthew Nugent passed?
Matthew Nugent has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 2006. FINRA credited Matthew Nugent with the SIE, which began in October 2018.
Where did Matthew Nugent work before Chelsea Advisory Services?
Before Chelsea Advisory Services, Matthew Nugent was registered through Metlife Securities Inc., April 2013 to February 2016; HSBC Securities (USA) Inc., February 2013 to March 2013.
Where is Matthew Nugent based?
Matthew Nugent’s registered office is in Staten Island, NY.
Is Matthew Nugent registered with FINRA?
Yes. Matthew Nugent has a current broker registration, under CRD 5101861.
Source: FINRA BrokerCheck
How can I verify Matthew Nugent’s record?
Search CRD 5101861 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Nugent’s full registration record.