Matthew Herron has been Chief Compliance Officer of Clark Financial Services Group since March 2018, is a control person of the firm and directly owns under 5% of it.
Clark Financial Services Group Inc is a Chesterfield, MO firm with $499M under management, 431 clients and 5 advisers in one office, as of its July 2026 filing.
Matthew Herron’s longest registration is the current one, 8 years at Clark Financial Services Group since 2018. Before joining Clark Financial Services Group in 2018, Matthew Herron was registered through Scottrade Investment Management.
- – present · 8 yearsChesterfield, MO · Adviser representative · Firm CRD 110650
- Scottrade Investment Management– · 1 yearSaint Louis, MO · Adviser representative · Firm CRD 169988
Investment adviser representative registrations
Matthew Herron is registered as an investment adviser representative in Missouri, since March 2018.
- MissouriSince 12 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 8 September 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 February 1998 |
| Series 24 | General Securities Principal Examination | 26 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 1997 |
| Series 7 | General Securities Representative Examination | 24 March 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Hamilton Herron
- CRD
- 2489824
- Firm
- Clark Financial Services Group · CRD 110650
- Role
- Chief Compliance Officer
- Office
- 14310 OLIVE BLVD, Chesterfield, MO 63017
- Registration
- Investment adviser registration
- In the industry since
- May 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Herron work?
Matthew Herron has been Chief Compliance Officer of Clark Financial Services Group Inc since March 2018, and is a control person of the firm.
Is Matthew Herron a financial advisor?
Yes. Matthew Herron has a current investment-adviser registration in Missouri, through Clark Financial Services Group since March 2018.
How many years of experience does Matthew Herron have?
Matthew Herron has 29 years in the financial industry, since May 1997, across 2 adviser firms.
What exams has Matthew Herron passed?
Matthew Herron has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 27. The earliest, the Series 7, was passed in March 1997. FINRA credited Matthew Herron with the SIE, which began in October 2018.
Where did Matthew Herron work before Clark Financial Services Group?
Before Clark Financial Services Group, Matthew Herron was registered through Scottrade Investment Management, February 2017 to March 2018.
Where is Matthew Herron based?
Matthew Herron’s registered office is in Chesterfield, MO.
Is Matthew Herron registered with FINRA?
No. Matthew Herron has no current broker registration.
How can I verify Matthew Herron’s record?
Search CRD 2489824 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Herron’s full registration record.