Mathew Lepak has been an investment adviser representative at Flaharty Asset Management since December 2020, and is not listed among the firm’s executive officers or direct owners.
Flaharty Asset Management, LLC is a Clearwater, FL firm with $902M under management, 1,130 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Mathew Lepak’s longest registration is the current one, 5 years at Flaharty Asset Management since 2020. Before joining Flaharty Asset Management in 2020, Mathew Lepak was registered through Private Advisor Group, LLC and My Friend in Finance, LLC.
- Modern Wealth Management, LLCAlso current– present · under a yearPunta Gorda, FL · Adviser representative · Firm CRD 324624
- – present · 5 yearsPunta Gorda, FL · Adviser representative · Firm CRD 168495
- Private Advisor Group, LLC– · under a yearPunta Gorda, FL · Adviser representative · Firm CRD 155216
- My Friend in Finance, LLC– · 3 yearsNokomis, FL · Adviser representative · Firm CRD 286181
- Doyle Wealth Management, Inc.– · under a yearSt. Petersburg, FL · Adviser representative · Firm CRD 134503
- Charles Schwab & Co., Inc.– · 1 yearPunta Gorda, FL · Adviser representative · Firm CRD 5393
- T. Rowe Price Advisory Services, Inc.– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 108958
- TD Waterhouse Investor Services, Inc.– · 2 yearsVero Beach, FL · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
Mathew Lepak is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from December 2020; the most recent are New Hampshire and Texas, in December 2025.
- FloridaSince 14 December 2020
- New HampshireSince 1 December 2025
- TexasResidentSince 1 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 August 2020 |
| Series 7TO | General Securities Representative Examination | 3 August 2020 |
| SIE | Securities Industry Essentials Examination | 27 July 2020 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 March 2016 |
| Series 66 | Uniform Combined State Law Examination | 12 October 2012 |
| Series 24 | General Securities Principal Examination | 26 June 2007 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 6 April 1998 |
| Series 7 | General Securities Representative Examination | 28 June 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Full name
- Mathew Christopher Lepak
- CRD
- 2606121
- Firm
- Flaharty Asset Management · CRD 168495
- Office
- 122 Nesbit Street, Suite 112, Punta Gorda, FL 33950
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mathew Lepak work?
Mathew Lepak is an investment adviser representative registered through Flaharty Asset Management, LLC since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mathew Lepak a financial advisor?
Yes. Mathew Lepak has a current investment-adviser registration in Florida, New Hampshire and Texas, through Flaharty Asset Management since December 2020.
How many years of experience does Mathew Lepak have?
Mathew Lepak has 23 years in the financial industry, since March 2003, across 8 adviser firms.
What exams has Mathew Lepak passed?
Mathew Lepak has passed 8 licensing exams: the Series 7, Series 8, Series 24, Series 66, Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 7, was passed in June 1995.
Where did Mathew Lepak work before Flaharty Asset Management?
Before Flaharty Asset Management, Mathew Lepak was registered through Private Advisor Group, LLC, August 2020 to December 2020; My Friend in Finance, LLC, February 2017 to August 2020; Doyle Wealth Management, Inc., April 2016 to December 2016; Charles Schwab & Co., Inc., November 2012 to February 2014; T. Rowe Price Advisory Services, Inc., March 2007 to July 2008; TD Waterhouse Investor Services, Inc., June 2003 to February 2006.
Where is Mathew Lepak based?
Mathew Lepak’s registered office is in Punta Gorda, FL.
Is Mathew Lepak registered with FINRA?
Yes. Mathew Lepak has a current broker registration, under CRD 2606121.
Source: FINRA BrokerCheck
How can I verify Mathew Lepak’s record?
Search CRD 2606121 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mathew Lepak’s full registration record.