Marybeth Petrell has been Managing Partner/Chief Compliance Officer of RS Petrell & Associates since January 2008, is a control person of the firm and directly owns 75% or more of it. Marybeth Petrell holds a B.A. from State University of New York at Albany.
RS Petrell & Associates, LLC is a Dewitt, NY firm with $159M under management, 291 clients and 3 advisers in one office, as of its February 2026 filing.
Marybeth Petrell is Managing Partner, Chief Compliance Officer of Strategic Wealth Advisors, based in Dewitt, NY. She has over twenty years of experience in investment services, from investment consultation to branch office supervision. Her duties as chief compliance officer include establishing, maintaining and enforcing the firm's supervisory control system, and she oversees the firm's administrative and operational functions.
- – present · 5 yearsDewitt, NY · Adviser representative · Firm CRD 143462
Investment adviser representative registrations
Marybeth Petrell is registered as an investment adviser representative in 2 states. The first approvals date from May 2021; the most recent is Florida, in June 2026.
- FloridaSince 8 June 2026
- New YorkSince 7 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 53 | Municipal Securities Principal Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 29 July 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1991 |
| Series 3 | National Commodity Futures Examination | 8 February 1991 |
| Series 7 | General Securities Representative Examination | 16 January 1988 |
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- CRD
- 1790420
- Firm
- RS Petrell & Associates · CRD 143462
- Role
- Managing Partner/Chief Compliance Officer
- Office
- 5784 WIDEWATERS PARKWAY, FIRST FLOOR, Dewitt, NY 13214
- Registration
- Investment adviser registration
- In the industry since
- April 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strategicwealthadvisors.net
Where does Marybeth Petrell work?
Marybeth Petrell has been Managing Partner/Chief Compliance Officer of RS Petrell & Associates, LLC since January 2008, and is a control person of the firm.
Is Marybeth Petrell a financial advisor?
Yes. Marybeth Petrell has a current investment-adviser registration in Florida and New York, through RS Petrell & Associates since May 2021.
How many years of experience does Marybeth Petrell have?
Marybeth Petrell has 33 years in the financial industry, since April 1993, across 1 adviser firm.
What exams has Marybeth Petrell passed?
Marybeth Petrell has passed 8 licensing exams: the Series 7, Series 3, Series 63, Series 65, Series 55, Series 53, Series 24 and Series 52TO. The earliest, the Series 7, was passed in January 1988. FINRA credited Marybeth Petrell with the SIE, which began in October 2018.
Where is Marybeth Petrell based?
Marybeth Petrell’s registered office is in Dewitt, NY.
Is Marybeth Petrell registered with FINRA?
No. Marybeth Petrell has no current broker registration.
How can I verify Marybeth Petrell’s record?
Search CRD 1790420 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marybeth Petrell’s full registration record.