Martin Gruszka has been Owner/Chief Compliance Officer of Legacy Advisory Services since January 2017, is a control person of the firm and directly owns between 25% and 50% of it. Martin Gruszka studied at West Chester University.
Legacy Advisory Services, LLC is an Exton, PA firm with $157M under management, 123 clients and 3 advisers in one office, as of its February 2026 filing.
Martin A. Gruszka is Chief Compliance Officer and Advisor/Partner of Legacy Advisory Services, LLC, based in Exton, Pennsylvania. Martin oversees the firm's operational and marketing efforts and is actively involved in the local business community.
Martin Gruszka’s longest registration is the current one, 18 years at Legacy Advisory Services since 2008. Before joining Legacy Advisory Services in 2008, Martin Gruszka was registered through Heritage Advisory Services, Inc.
- – present · 18 yearsExton, PA · Adviser representative · Firm CRD 147173
- Heritage Advisory Services, Inc.– · 2 yearsMalvern, PA · Adviser representative · Firm CRD 119241
Investment adviser representative registrations
Martin Gruszka is registered as an investment adviser representative in Pennsylvania, since June 2008.
- PennsylvaniaSince 24 June 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 14 March 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 April 2005 |
| Series 53 | Municipal Securities Principal Examination | 20 November 2004 |
| Series 27 | Financial and Operations Principal Examination | 2 September 2004 |
| Series 24 | General Securities Principal Examination | 23 June 2004 |
| Series 7 | General Securities Representative Examination | 24 March 2004 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Martin Andrew Gruszka
- CRD
- 4697790
- Firm
- Legacy Advisory Services · CRD 147173
- Role
- Owner/Chief Compliance Officer
- Office
- 658 EXTON COMMONS, Exton, PA 19341
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- legacyadvisorypa.com
Where does Martin Gruszka work?
Martin Gruszka has been Owner/Chief Compliance Officer of Legacy Advisory Services, LLC since January 2017, and is a control person of the firm.
Is Martin Gruszka a financial advisor?
Yes. Martin Gruszka has a current investment-adviser registration in Pennsylvania, through Legacy Advisory Services since June 2008.
How many years of experience does Martin Gruszka have?
Martin Gruszka has 22 years in the financial industry, since June 2004, across 2 adviser firms.
What exams has Martin Gruszka passed?
Martin Gruszka has passed 9 licensing exams: the Series 7, Series 24, Series 27, Series 53, Series 63, Series 65, Series 4, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in March 2004. FINRA credited Martin Gruszka with the SIE, which began in October 2018.
Where did Martin Gruszka work before Legacy Advisory Services?
Before Legacy Advisory Services, Martin Gruszka was registered through Heritage Advisory Services, Inc., February 2006 to April 2008.
Where is Martin Gruszka based?
Martin Gruszka’s registered office is in Exton, PA.
Is Martin Gruszka registered with FINRA?
Yes. Martin Gruszka has a current broker registration, under CRD 4697790.
Source: FINRA BrokerCheck
How can I verify Martin Gruszka’s record?
Search CRD 4697790 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Martin Gruszka’s full registration record.