Martin Boney has been an investment adviser representative at Tradewinds since January 2022, and is not listed among the firm’s executive officers or direct owners.
Tradewinds, LLC is a Raleigh, NC firm with $659M under management, 505 clients and 9 advisers in one office, as of its March 2026 filing.
Martin Boney’s longest registration was 22 years at Wells Fargo Clearing Services, LLC (1999–2022). Before joining Tradewinds in 2022, Martin Boney was registered through Wells Fargo Clearing Services, LLC.
- Wells Fargo Clearing Services, LLC– · 22 yearsRaleigh, NC · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Martin Boney is registered as an investment adviser representative in North Carolina, since January 2022.
- North CarolinaSince 10 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 31 March 1992 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 March 1992 |
| Series 7 | General Securities Representative Examination | 2 March 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Martin McConnico Boney
- CRD
- 2214276
- Firm
- Tradewinds · CRD 316415
- Office
- 4600 MARRIOTT DR., SUITE 200, Raleigh, NC 27612
- Registration
- Investment adviser registration
- In the industry since
- March 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does Martin Boney work?
Martin Boney is an investment adviser representative registered through Tradewinds, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Martin Boney a financial advisor?
Yes. Martin Boney has a current investment-adviser registration in North Carolina, through Tradewinds since January 2022.
How many years of experience does Martin Boney have?
Martin Boney has 34 years in the financial industry, since March 1992, across 2 adviser firms.
What exams has Martin Boney passed?
Martin Boney has passed 3 licensing exams: the Series 7, Series 65 and Series 63. The earliest, the Series 7, was passed in March 1992. FINRA credited Martin Boney with the SIE, which began in October 2018.
Where is Martin Boney based?
Martin Boney’s registered office is in Raleigh, NC.
Is Martin Boney registered with FINRA?
No. Martin Boney has no current broker registration.
How can I verify Martin Boney’s record?
Search CRD 2214276 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Martin Boney’s full registration record.
