Mark Woods has been an investment adviser representative at Latitude Advisors since December 2024, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
Mark Woods’ longest registration was 7 years at H.D. Vest Advisory Services, Inc (2011–2018). Before joining Latitude Advisors in 2024, Mark Woods was registered through GWN Securities Inc. and H.D. Vest Advisory Services, Inc.
- Latitude Advisors, LLCCurrent– present · 1 yearMiddleton, RI · Adviser representative · Firm CRD 151001
- GWN Securities Inc.– · under a yearMiddletown, RI · Adviser representative · Firm CRD 128929
- H.D. Vest Advisory Services, Inc– · 7 yearsMiddletown, RI · Adviser representative · Firm CRD 104556
- H.D. Vest Advisory Services, Inc– · 2 yearsMidletown, RI · Adviser representative · Firm CRD 104556
- Medallion Advisory Services, LLC– · under a yearMiddletown, RI · Adviser representative · Firm CRD 113788
- Terra Financial Planning Group LTD– · under a yearSchaumburg, IL · Adviser representative · Firm CRD 105644
- Hochman & Baker Investment Advisory Services, Inc.– · 2 yearsProvidence, RI · Adviser representative · Firm CRD 105560
Investment adviser representative registrations
Mark Woods is registered as an investment adviser representative in Rhode Island, since December 2024.
- Rhode IslandSince 9 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 November 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Christopher Woods
- CRD
- 4420925
- Firm
- Latitude Advisors · CRD 151001
- Office
- 575 East Main Road, Middleton, RI 02842
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Woods work?
Mark Woods is an investment adviser representative registered through Latitude Advisors, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mark Woods a financial advisor?
Yes. Mark Woods has a current investment-adviser registration in Rhode Island, through Latitude Advisors since December 2024.
How many years of experience does Mark Woods have?
Mark Woods has 24 years in the financial industry, since May 2002, across 6 adviser firms.
What exams has Mark Woods passed?
Mark Woods has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in November 2001. FINRA credited Mark Woods with the SIE, which began in October 2018.
Where did Mark Woods work before Latitude Advisors?
Before Latitude Advisors, Mark Woods was registered through GWN Securities Inc., June 2018 to June 2018; H.D. Vest Advisory Services, Inc, March 2011 to June 2018; H.D. Vest Advisory Services, Inc, November 2007 to December 2009; Medallion Advisory Services, LLC, January 2006 to December 2006; Terra Financial Planning Group LTD, July 2004 to August 2004; Hochman & Baker Investment Advisory Services, Inc., June 2002 to July 2004.
Where is Mark Woods based?
Mark Woods’ registered office is in Middleton, RI.
Is Mark Woods registered with FINRA?
Yes. Mark Woods has a current broker registration, under CRD 4420925.
Source: FINRA BrokerCheck
How can I verify Mark Woods’ record?
Search CRD 4420925 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Woods’ full registration record.