Mark Ward has been an investment adviser representative at Lucien Stirling & Gray Advisory Group since August 2003, and is not listed among the firm’s executive officers or direct owners. Mark Ward holds an Undergraduate degree in History and Economics from the University of Texas.
Lucien Stirling & Gray Advisory Group Inc is an Austin, TX firm with $147M under management, 147 clients and 3 advisers in one office, as of its March 2026 filing.
Mark A. Ward is Vice President and Chairman IPC of Lucien, Stirling & Gray Advisory Group in Austin, Texas. He has been with the firm since 1999 and works with clients on financial plans, including big-picture financial planning, multi-generational wealth planning, asset management, employee stock option planning, insurance needs analysis and estate planning.
- – present · 23 yearsAdviser representative · Firm CRD 112641
Professional designations
Listed by Lucien Stirling & Gray Advisory Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Retirement Income Certified Professional® (RICP®)
Investment adviser representative registrations
Mark Ward is registered as an investment adviser representative in Texas, since August 2003.
- TexasSince 27 August 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 16 October 2015 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 4 November 2013 |
| Series 53 | Municipal Securities Principal Examination | 20 December 2005 |
| Series 24 | General Securities Principal Examination | 4 October 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1999 |
| Series 7 | General Securities Representative Examination | 20 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Allen Ward
- CRD
- 3248303
- Firm
- Lucien Stirling & Gray Advisory Group · CRD 112641
- Registration
- Investment adviser registration
- In the industry since
- June 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lsggroup.com
Where does Mark Ward work?
Mark Ward is an investment adviser representative registered through Lucien Stirling & Gray Advisory Group Inc since August 2003, and is not listed among the firm’s executive officers or direct owners.
Is Mark Ward a financial advisor?
Yes. Mark Ward has a current investment-adviser registration in Texas, through Lucien Stirling & Gray Advisory Group since August 2003.
How many years of experience does Mark Ward have?
Mark Ward has 26 years in the financial industry, since June 2000, across 1 adviser firm.
What exams has Mark Ward passed?
Mark Ward has passed 7 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 53, Series 28 and Series 27. The earliest, the Series 7, was passed in July 1999. FINRA credited Mark Ward with the SIE, which began in October 2018.
Is Mark Ward registered with FINRA?
No. Mark Ward has no current broker registration.
Is Mark Ward a CFP?
Lucien Stirling & Gray Advisory Group lists Mark Ward with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Mark Ward’s record?
Search CRD 3248303 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Ward’s full registration record.
