Mark Sullivan has been President of Mount Vernon Associates since December 2010, is a control person of the firm and directly owns between 50% and 75% of it. Mark Sullivan holds a B.A. in Business and Economics from Lake Forest College.
Mount Vernon Associates Inc is a Baltimore, MD firm with $233M under management, 72 clients and 2 advisers in one office, as of its February 2026 filing.
Mark C. Sullivan is President and Chief Investment Officer of Mount Vernon Associates, Inc. He has over 30 years of investment management experience and joined the firm in 1994. Before joining, he was a Vice President and Portfolio Manager at Walnut Asset Management and a Portfolio Manager and General Securities Principal at Burke, Lawton & Brewer.
- Mount Vernon Associates IncCurrent– present · 32 yearsBaltimore, MD · Adviser representative · Firm CRD 107099
Investment adviser representative registrations
Mark Sullivan is registered as an investment adviser representative in Maryland, since March 1994.
- MarylandSince 31 March 1994
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 1992 |
| Series 24 | General Securities Principal Examination | 1 August 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 1984 |
| Series 7 | General Securities Representative Examination | 15 September 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Carlson Sullivan
- CRD
- 1302578
- Firm
- Mount Vernon Associates · CRD 107099
- Role
- President
- Office
- 6500 FALLS ROAD, Baltimore, MD 21209
- Registration
- Investment adviser registration
- In the industry since
- March 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mtvernonassoc.com
Where does Mark Sullivan work?
Mark Sullivan has been President of Mount Vernon Associates Inc since December 2010, and is a control person of the firm.
Is Mark Sullivan a financial advisor?
Yes. Mark Sullivan has a current investment-adviser registration in Maryland, through Mount Vernon Associates since March 1994.
How many years of experience does Mark Sullivan have?
Mark Sullivan has 32 years in the financial industry, since March 1994, across 1 adviser firm.
What exams has Mark Sullivan passed?
Mark Sullivan has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in September 1984.
Where is Mark Sullivan based?
Mark Sullivan’s registered office is in Baltimore, MD.
Is Mark Sullivan registered with FINRA?
No. Mark Sullivan has no current broker registration.
How can I verify Mark Sullivan’s record?
Search CRD 1302578 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Sullivan’s full registration record.