Mark Smith has been an investment adviser representative at CPR Investments since February 2022, and is not listed among the firm’s executive officers or direct owners.
CPR Investments Inc is a Rochester, MI firm with $239M under management, 1,172 clients and 25 advisers across 16 offices, as of its August 2026 filing.
Investment adviser representative registrations
Mark Smith is registered as an investment adviser representative in New York, since February 2022.
- New YorkSince 10 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mark James Smith
- CRD
- 7504195
- Firm
- CPR Investments · CRD 139067
- Office
- Troy, NY
- Registration
- Investment adviser registration
- In the industry since
- February 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Smith work?
Mark Smith is an investment adviser representative registered through CPR Investments Inc since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Mark Smith a financial advisor?
Yes. Mark Smith has a current investment-adviser registration in New York, through CPR Investments since February 2022.
How many years of experience does Mark Smith have?
Mark Smith has 4 years in the financial industry, since February 2022, across 1 adviser firm.
What exams has Mark Smith passed?
Mark Smith passed the Series 65 in February 2022.
Where is Mark Smith based?
Mark Smith’s registered office is in Troy, NY.
Is Mark Smith registered with FINRA?
No. Mark Smith has no current broker registration.
How can I verify Mark Smith’s record?
Search CRD 7504195 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Smith’s full registration record.
