Mark Saran has been an investment adviser representative at North Shore Private Asset Management since April 2023, and is not listed among the firm’s executive officers or direct owners.
North Shore Private Asset Management, LLC is a Lake Forest, IL firm with $573M under management, 218 clients and 4 advisers in one office, as of its March 2026 filing.
Mark Saran’s longest registration was 3 years at Neuberger Berman BD LLC (2014–2018). Before joining North Shore Private Asset Management in 2023, Mark Saran was registered through Neuberger Berman BD LLC and Invesco Advisers, Inc.
- – present · 3 yearsLake Forest, IL · Adviser representative · Firm CRD 130132
- Neuberger Berman BD LLC– · 3 yearsChicago, IL · Adviser representative · Firm CRD 2908
- Invesco Advisers, Inc.– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 105360
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearNorthbrook, IL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Mark Saran is registered as an investment adviser representative in Illinois, since April 2023.
- IllinoisSince 24 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 30 | NFA Branch Manager Examination | 20 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 15 September 2017 |
| Series 66 | Uniform Combined State Law Examination | 15 April 2013 |
| Series 7 | General Securities Representative Examination | 12 March 2013 |
- Name
- NFA Branch Manager Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Francis Saran
- CRD
- 6155443
- Firm
- North Shore Private Asset Management · CRD 130132
- Office
- 222 E. WISCONSIN AVE, SUITE 102, Lake Forest, IL 60045
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Saran work?
Mark Saran is an investment adviser representative registered through North Shore Private Asset Management, LLC since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Mark Saran a financial advisor?
Yes. Mark Saran has a current investment-adviser registration in Illinois, through North Shore Private Asset Management since April 2023.
How many years of experience does Mark Saran have?
Mark Saran has 12 years in the financial industry, since September 2014, across 4 adviser firms.
What exams has Mark Saran passed?
Mark Saran has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 30. The earliest, the Series 7, was passed in March 2013. FINRA credited Mark Saran with the SIE, which began in October 2018.
Where did Mark Saran work before North Shore Private Asset Management?
Before North Shore Private Asset Management, Mark Saran was registered through Neuberger Berman BD LLC, October 2014 to July 2018; Invesco Advisers, Inc., August 2013 to September 2014; Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2013 to August 2013.
Where is Mark Saran based?
Mark Saran’s registered office is in Lake Forest, IL.
Is Mark Saran registered with FINRA?
No. Mark Saran has no current broker registration.
How can I verify Mark Saran’s record?
Search CRD 6155443 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Saran’s full registration record.