Mark Rapoza has been an investment adviser representative at Barrett & Company since August 2015, and is not listed among the firm’s executive officers or direct owners. Mark Rapoza holds a Bachelor's degree from the University of Massachusetts.
Barrett & Company, Inc. is a Providence, RI firm with $530M under management, 601 clients and 4 advisers in one office, as of its March 2026 filing.
Mark Rapoza is Vice President and Financial Advisor of Barrett & Company. He has been with the firm since 1994 and helps lead its Wealth Management Team. He is active in shaping the firm's investment philosophy and policy and co-leads its financial planning initiatives through eMoney Advisor.
Professional designations
Listed by Barrett & Company
- Certified Fund Specialist (CFS®)
- Certified Income Specialist (CIS™)
Investment adviser representative registrations
Mark Rapoza is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from August 2015; the most recent is Texas, in December 2022.
- New HampshireSince 12 December 2022
- Rhode IslandSince 26 August 2015
- TexasResidentSince 13 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 August 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 September 1992 |
| Series 7 | General Securities Representative Examination | 29 August 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2270759
- Firm
- Barrett & Company · CRD 1175
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- barrettandcompany.com
Where does Mark Rapoza work?
Mark Rapoza is an investment adviser representative registered through Barrett & Company, Inc. since August 2015, and is not listed among the firm’s executive officers or direct owners.
Is Mark Rapoza a financial advisor?
Yes. Mark Rapoza has a current investment-adviser registration in New Hampshire, Rhode Island and Texas, through Barrett & Company since August 2015.
How many years of experience does Mark Rapoza have?
Mark Rapoza has 34 years in the financial industry, since August 1992, across 1 adviser firm.
What exams has Mark Rapoza passed?
Mark Rapoza has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1992. FINRA credited Mark Rapoza with the SIE, which began in October 2018.
Is Mark Rapoza registered with FINRA?
Yes. Mark Rapoza has a current broker registration, under CRD 2270759.
Source: FINRA BrokerCheck
How can I verify Mark Rapoza’s record?
Search CRD 2270759 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Rapoza’s full registration record.
