Mark Provost has been President, Secretary, Treasurer / Chief Compliance Officer of D & P Investment Advisors since January 2002, is a control person of the firm and directly owns 75% or more of it.
D & P Investment Advisors, LTD. is a Wakefield, RI firm with $198M under management, 247 clients and 1 adviser across 2 offices, as of its March 2026 filing.
- – present · 23 yearsWakefield, RI · Adviser representative · Firm CRD 119631
Investment adviser representative registrations
Mark Provost is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from November 2002; the most recent is Texas, in January 2017.
- FloridaSince 25 August 2016
- MassachusettsSince 3 April 2013
- Rhode IslandSince 26 November 2002
- TexasResidentSince 6 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 6 September 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 1999 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mark Robert Provost
- CRD
- 4516166
- Firm
- D & P Investment Advisors · CRD 119631
- Role
- President, Secretary, Treasurer / Chief Compliance Officer
- Office
- 10 HIGH STREET, SUITE B, Wakefield, RI 02880
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Provost work?
Mark Provost has been President, Secretary, Treasurer / Chief Compliance Officer of D & P Investment Advisors, LTD. since January 2002, and is a control person of the firm.
Is Mark Provost a financial advisor?
Yes. Mark Provost has a current investment-adviser registration in Florida, Massachusetts, Rhode Island and Texas, through D & P Investment Advisors since November 2002.
How many years of experience does Mark Provost have?
Mark Provost has 23 years in the financial industry, since November 2002, across 1 adviser firm.
What exams has Mark Provost passed?
Mark Provost has passed 2 licensing exams: the Series 65 and Series 24. The earliest, the Series 65, was passed in December 1999.
Where is Mark Provost based?
Mark Provost’s registered office is in Wakefield, RI.
Is Mark Provost registered with FINRA?
No. Mark Provost has no current broker registration.
How can I verify Mark Provost’s record?
Search CRD 4516166 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Provost’s full registration record.