Mark Paller has been Owner/President of Paller Financial Services since November 2000, is a control person of the firm and directly owns 75% or more of it.
Paller Financial Services, Inc. is a Centennial, CO firm with $148M under management, 161 clients and 4 advisers in one office, as of its February 2026 filing.
Mark Paller is President and CEO of Paller Financial Services, Inc., based in Centennial, Colorado. He started in public accounting in 1984 and established his own operation in 1992. Paller Financial Services, Inc. was established in 1997.
Mark Paller’s longest registration is the current one, 14 years at Paller Financial Services since 2012. Before joining Paller Financial Services in 2012, Mark Paller was registered through H.D. Vest Advisory Services, Inc.
- – present · 14 yearsCentennial, CO · Adviser representative · Firm CRD 161531
- H.D. Vest Advisory Services, Inc– · 13 yearsLittleton, CO · Adviser representative · Firm CRD 104556
Professional designations
Listed by Paller Financial Services
- Certified Public Accountant (CPA)
- Personal Financial Specialist (PFS)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Mark Paller is registered as an investment adviser representative in 2 states. The first approvals date from August 2012; the most recent is Texas, in May 2017.
- ColoradoSince 22 August 2012
- TexasSince 18 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 25 April 2000 |
| Series 7 | General Securities Representative Examination | 29 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 May 1997 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Mark Randall Paller
- CRD
- 2889293
- Firm
- Paller Financial Services · CRD 161531
- Role
- Owner/President
- Office
- 9000 E NICHOLS AVENUE, SUITE 120, Centennial, CO 80112
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pallerfinancial.com
Where does Mark Paller work?
Mark Paller has been Owner/President of Paller Financial Services, Inc. since November 2000, and is a control person of the firm.
Is Mark Paller a financial advisor?
Yes. Mark Paller has a current investment-adviser registration in Colorado and Texas, through Paller Financial Services since August 2012.
How many years of experience does Mark Paller have?
Mark Paller has 27 years in the financial industry, since January 1999, across 2 adviser firms.
What exams has Mark Paller passed?
Mark Paller has passed 3 licensing exams: the Series 63, Series 7 and Series 24. The earliest, the Series 63, was passed in May 1997.
Where did Mark Paller work before Paller Financial Services?
Before Paller Financial Services, Mark Paller was registered through H.D. Vest Advisory Services, Inc, January 1999 to August 2012.
Where is Mark Paller based?
Mark Paller’s registered office is in Centennial, CO.
Is Mark Paller registered with FINRA?
No. Mark Paller has no current broker registration.
Is Mark Paller a CFP?
Paller Financial Services lists Mark Paller with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Mark Paller’s record?
Search CRD 2889293 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Paller’s full registration record.