Mark Orgel has been Member & Chairman of Orgel Wealth Management since May 2013, is a control person of the firm and directly owns between 10% and 25% of it. Mark Orgel holds a BA in management and communications from Bethel University.
Orgel Wealth Management, LLC is an Altoona, WI firm with $9.55B under management, 3,976 clients and 31 advisers across 3 offices, as of its March 2026 filing.
Mark Orgel is Chairman and Founder and a Principal of Orgel Wealth Management. He maintains close relationships with clients as a Relationship Manager and business consultant. He has over 42 years of experience as an investment and wealth management advisor.
Mark Orgel’s longest registration was 16 years at RBC Capital Markets, LLC (1997–2013). Before joining Orgel Wealth Management in 2013, Mark Orgel was registered through RBC Capital Markets, LLC.
- Orgel Wealth Management, LLCCurrent– present · 13 yearsAltoona, WI · Adviser representative · Firm CRD 168219
- RBC Capital Markets, LLC– · 16 yearsEau Claire, WI · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Mark Orgel is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from October 2013; the most recent is Florida, in May 2023.
- FloridaSince 10 May 2023
- MinnesotaSince 11 October 2019
- TexasResidentSince 11 October 2013
- WisconsinSince 11 October 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 1996 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 12 April 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 1984 |
| Series 7 | General Securities Representative Examination | 17 November 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Alan Orgel
- CRD
- 1319970
- Firm
- Orgel Wealth Management · CRD 168219
- Role
- Member & Chairman
- Office
- 2420 RIVERS EDGE DRIVE, Altoona, WI 54720
- Registration
- Investment adviser registration
- In the industry since
- January 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- orgelwealth.com
Where does Mark Orgel work?
Mark Orgel has been Member & Chairman of Orgel Wealth Management, LLC since May 2013, and is a control person of the firm.
Is Mark Orgel a financial advisor?
Yes. Mark Orgel has a current investment-adviser registration in Florida, Minnesota, Texas and Wisconsin, through Orgel Wealth Management since October 2013.
How many years of experience does Mark Orgel have?
Mark Orgel has 29 years in the financial industry, since January 1997, across 2 adviser firms.
What exams has Mark Orgel passed?
Mark Orgel has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 65. The earliest, the Series 7, was passed in November 1984.
Where is Mark Orgel based?
Mark Orgel’s registered office is in Altoona, WI.
Is Mark Orgel registered with FINRA?
No. Mark Orgel has no current broker registration.
How can I verify Mark Orgel’s record?
Search CRD 1319970 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Orgel’s full registration record.
