Mark Herskovitz has been an investment adviser representative at Equilibrium Wealth since June 2021, and is not listed among the firm’s executive officers or direct owners. Mark Herskovitz holds a Bachelor's degree in History and Economics from the University of Chicago and a Master's degree in History from Seton Hall University.
Equilibrium Wealth LLC is a firm with $130M under management, 68 clients and 3 advisers across 4 offices, as of its July 2026 filing.
Mark Herskovitz is Senior Wealth Advisor - US of Equilibrium Wealth. He ran a technology mutual fund at Dreyfus for 13 years and then worked as a wealth manager at Bank of New York Mellon before joining Equilibrium Wealth. He works with a range of high net-worth family and individual clients.
Mark Herskovitz’s longest registration is the current one, 5 years at Equilibrium Wealth since 2021. Before joining Equilibrium Wealth in 2021, Mark Herskovitz was registered through Advisory Services Network and Morgan Stanley.
- Equilibrium Wealth LLCCurrent– present · 5 yearsJerusalem · Adviser representative · Firm CRD 311940
- Advisory Services Network– · 1 yearPassaic, NJ · Adviser representative · Firm CRD 146051
- Morgan Stanley– · 1 yearParamus, NJ · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Mark Herskovitz is registered as an investment adviser representative in New Jersey, since January 2026.
- New JerseySince 14 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 April 2019 |
| Series 66 | Uniform Combined State Law Examination | 9 December 2012 |
| Series 7 | General Securities Representative Examination | 11 October 2012 |
| Series 24 | General Securities Principal Examination | 17 May 1989 |
| Series 15 | Foreign Currency Options Examination | 14 March 1984 |
| Series 3 | National Commodity Futures Examination | 4 November 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Foreign Currency Options Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 1175064
- Firm
- Equilibrium Wealth · CRD 311940
- Registration
- Investment adviser registration
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- equilibriumwealth.com
Where does Mark Herskovitz work?
Mark Herskovitz is an investment adviser representative registered through Equilibrium Wealth LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Mark Herskovitz a financial advisor?
Yes. Mark Herskovitz has a current investment-adviser registration in New Jersey, through Equilibrium Wealth since June 2021.
How many years of experience does Mark Herskovitz have?
Mark Herskovitz has 8 years in the financial industry, since September 2018, across 3 adviser firms.
What exams has Mark Herskovitz passed?
Mark Herskovitz has passed 7 licensing exams: the Series 63, Series 3, Series 15, Series 24, Series 7, Series 66 and Series 65. The earliest, the Series 63, was passed in September 1983.
Where did Mark Herskovitz work before Equilibrium Wealth?
Before Equilibrium Wealth, Mark Herskovitz was registered through Advisory Services Network, April 2019 to December 2020; Morgan Stanley, December 2012 to January 2014.
Is Mark Herskovitz registered with FINRA?
No. Mark Herskovitz has no current broker registration.
How can I verify Mark Herskovitz’s record?
Search CRD 1175064 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Herskovitz’s full registration record.
