Mark Harris has been an investment adviser representative at RPR Financial Advisors since May 2023, and is not listed among the firm’s executive officers or direct owners.
RPR Financial Advisors LLC is an Overland Park, KS firm with $162M under management, 259 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Mark Harris’ longest registration was 6 years at Personal Financial Group (2013–2019). Before joining RPR Financial Advisors in 2023, Mark Harris was registered through Iht Wealth Management LLC and LPL Financial LLC.
- Iht Wealth Management LLC– · 3 yearsOverland Park, KS · Adviser representative · Firm CRD 171481
- LPL Financial LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 6413
- Personal Financial Group– · 6 yearsOverland Park, KS · Adviser representative · Firm CRD 116806
- RBC Capital Markets, LLC– · 3 yearsLeawood, KS · Adviser representative · Firm CRD 31194
- Oppenheimer & Co. Inc.– · under a yearKansas City, MO · Adviser representative · Firm CRD 249
- Banc of America Investment Services, Inc.– · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 16361
- Umb Scout Brokerage Services, Inc.– · under a yearKansas City, MO · Adviser representative · Firm CRD 17073
Investment adviser representative registrations
Mark Harris is registered as an investment adviser representative in 2 states. The first approvals date from May 2023; the most recent is Texas, in July 2025.
- KansasSince 24 May 2023
- TexasSince 18 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 1994 |
| Series 7 | General Securities Representative Examination | 20 July 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Wheeler Harris
- CRD
- 1789880
- Firm
- RPR Financial Advisors · CRD 316557
- Office
- Prosper, TX
- Registration
- Investment adviser registration
- In the industry since
- August 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Harris work?
Mark Harris is an investment adviser representative registered through RPR Financial Advisors LLC since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Mark Harris a financial advisor?
Yes. Mark Harris has a current investment-adviser registration in Kansas and Texas, through RPR Financial Advisors since May 2023.
How many years of experience does Mark Harris have?
Mark Harris has 32 years in the financial industry, since August 1994, across 8 adviser firms.
What exams has Mark Harris passed?
Mark Harris has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1994. FINRA credited Mark Harris with the SIE, which began in October 2018.
Where did Mark Harris work before RPR Financial Advisors?
Before RPR Financial Advisors, Mark Harris was registered through LPL Financial LLC, February 2018 to January 2020; Personal Financial Group, February 2013 to June 2019; RBC Capital Markets, LLC, May 2009 to February 2013; Oppenheimer & Co. Inc., July 2008 to May 2009; Banc of America Investment Services, Inc., July 2003 to July 2008; Umb Scout Brokerage Services, Inc., November 2002 to August 2003.
Where is Mark Harris based?
Mark Harris’ registered office is in Prosper, TX.
Is Mark Harris registered with FINRA?
No. Mark Harris has no current broker registration.
How can I verify Mark Harris’ record?
Search CRD 1789880 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Harris’ full registration record.
- Gery SadzewiczChief Compliance Officer
- Mitch CarlsonManaging Member