Mark Grimaldi has been President of Grimaldi Portfolio Solutions since March 1996, is a control person of the firm and directly owns between 50% and 75% of it.
Grimaldi Portfolio Solutions, Inc is a Wappingers Falls, NY firm with $133M under management, 300 clients and 2 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Mark Grimaldi’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 25 October 1995 |
| Series 53 | Municipal Securities Principal Examination | 2 March 1990 |
| Series 7 | General Securities Representative Examination | 19 August 1989 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 10 March 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 February 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 February 1986 |
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Anthony Grimaldi
- CRD
- 1456488
- Firm
- Grimaldi Portfolio Solutions · CRD 106199
- Role
- President
- Registration
- No current registration reported
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Grimaldi work?
Mark Grimaldi has been President of Grimaldi Portfolio Solutions, Inc since March 1996, and is a control person of the firm.
Does Mark Grimaldi have a current investment-adviser registration?
Mark Grimaldi has no current investment-adviser registration reported.
What exams has Mark Grimaldi passed?
Mark Grimaldi has passed 6 licensing exams: the Series 63, Series 6, Series 26, Series 7, Series 53 and Series 24. The earliest, the Series 63, was passed in February 1986.
Is Mark Grimaldi registered with FINRA?
No. Mark Grimaldi has no current broker registration.
How can I verify Mark Grimaldi’s record?
Search CRD 1456488 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Grimaldi’s full registration record.