Mark Finelli has been Principal and CCO of Family Wealth Partners since August 2019, is a control person of the firm and directly owns 75% or more of it.
Family Wealth Partners LLC is a Medford, NJ firm with $131M under management, 222 clients and 2 advisers in one office, as of its July 2026 filing.
Mark Finelli’s longest registration was 10 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2009–2019). Before joining Family Wealth Partners in 2019, Mark Finelli was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc.
- Family Wealth Partners LLCCurrent– present · 7 yearsMedford, NJ · Adviser representative · Firm CRD 304935
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 10 yearsMount Laurel, NJ · Adviser representative · Firm CRD 7691
- Citigroup Global Markets Inc.– · 4 yearsMT. Laurel, NJ · Adviser representative · Firm CRD 7059
- Morgan Stanley– · 2 yearsVoorhees, NJ · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Mark Finelli is registered as an investment adviser representative in New Jersey, since August 2019.
- New JerseySince 21 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 9 November 2001 |
| Series 66 | Uniform Combined State Law Examination | 23 October 2001 |
| Series 7 | General Securities Representative Examination | 20 September 2001 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Anthony Finelli
- CRD
- 4434102
- Firm
- Family Wealth Partners · CRD 304935
- Role
- Principal and CCO
- Office
- 152 HIMMELEIN ROAD, SUITE 700, Medford, NJ 08055
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Finelli work?
Mark Finelli has been Principal and CCO of Family Wealth Partners LLC since August 2019, and is a control person of the firm.
Is Mark Finelli a financial advisor?
Yes. Mark Finelli has a current investment-adviser registration in New Jersey, through Family Wealth Partners since August 2019.
How many years of experience does Mark Finelli have?
Mark Finelli has 25 years in the financial industry, since September 2001, across 4 adviser firms.
What exams has Mark Finelli passed?
Mark Finelli has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 99TO. The earliest, the Series 7, was passed in September 2001. FINRA credited Mark Finelli with the SIE, which began in October 2018.
Where did Mark Finelli work before Family Wealth Partners?
Before Family Wealth Partners, Mark Finelli was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2009 to August 2019; Citigroup Global Markets Inc., January 2005 to May 2009; Morgan Stanley, June 2002 to January 2005.
Where is Mark Finelli based?
Mark Finelli’s registered office is in Medford, NJ.
Is Mark Finelli registered with FINRA?
Yes. Mark Finelli has a current broker registration, under CRD 4434102.
Source: FINRA BrokerCheck
How can I verify Mark Finelli’s record?
Search CRD 4434102 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Finelli’s full registration record.