Mark Fien has been President & Chief Compliance Officer of Fien Capital Management since July 2001, is a control person of the firm and directly owns 75% or more of it.
Fien Capital Management, LLC is a Rochester, NY firm with $138M under management, 107 clients and 2 advisers in one office, as of its February 2026 filing.
- Fien Capital Management, LLCCurrent– present · 5 yearsRochester, NY · Adviser representative · Firm CRD 114951
Investment adviser representative registrations
Mark Fien is registered as an investment adviser representative in New York, since May 2021.
- New YorkSince 5 May 2021
Examinations
No examinations are on Mark Fien’s record.
- Full name
- Mark Anthony Fien
- CRD
- 4440219
- Firm
- Fien Capital Management · CRD 114951
- Role
- President & Chief Compliance Officer
- Office
- 110 ALLENS CREEK ROAD, Rochester, NY 14618
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Fien work?
Mark Fien has been President & Chief Compliance Officer of Fien Capital Management, LLC since July 2001, and is a control person of the firm.
Is Mark Fien a financial advisor?
Yes. Mark Fien has a current investment-adviser registration in New York, through Fien Capital Management since May 2021.
How many years of experience does Mark Fien have?
Mark Fien has 5 years in the financial industry, since May 2021, across 1 adviser firm.
Where is Mark Fien based?
Mark Fien’s registered office is in Rochester, NY.
Is Mark Fien registered with FINRA?
No. Mark Fien has no current broker registration.
How can I verify Mark Fien’s record?
Search CRD 4440219 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Fien’s full registration record.