Mark Butterworth has been Owner, CCO of Butterworth Financial since January 2023, is a control person of the firm and directly owns 75% or more of it. Mark Butterworth holds a Bachelor of Business Administration from the College of William & Mary.
Butterworth Financial LLC is a Danvers, MA firm with $103M under management, 140 clients and 1 adviser in one office, as of its January 2026 filing.
Mark S. Butterworth is founder of Butterworth Financial, an investment advisory business.
Mark Butterworth’s longest registration was 17 years at LPL Financial LLC (2006–2023). Before joining Butterworth Financial in 2023, Mark Butterworth was registered through LPL Financial LLC.
- Butterworth Financial LLCCurrent– present · 3 yearsDanvers, MA · Adviser representative · Firm CRD 325026
- LPL Financial LLC– · 17 yearsDanvers, MA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Butterworth Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Mark Butterworth is registered as an investment adviser representative in 3 states. The first approvals date from April 2023; the most recent is California, in May 2023.
- CaliforniaSince 31 May 2023
- MassachusettsSince 26 April 2023
- New HampshireSince 13 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2000 |
| Series 24 | General Securities Principal Examination | 4 March 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 November 1993 |
| Series 7 | General Securities Representative Examination | 14 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Spencer Butterworth
- CRD
- 2408252
- Firm
- Butterworth Financial · CRD 325026
- Role
- Owner, CCO
- Office
- 7 FEDERAL STREET, SUITE 36, Danvers, MA 01923
- Registration
- Investment adviser registration
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- butterworthfinancial.net
Where does Mark Butterworth work?
Mark Butterworth has been Owner, CCO of Butterworth Financial LLC since January 2023, and is a control person of the firm.
Is Mark Butterworth a financial advisor?
Yes. Mark Butterworth has a current investment-adviser registration in California, Massachusetts and New Hampshire, through Butterworth Financial since April 2023.
How many years of experience does Mark Butterworth have?
Mark Butterworth has 32 years in the financial industry, since October 1993, across 2 adviser firms.
What exams has Mark Butterworth passed?
Mark Butterworth has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in October 1993. FINRA credited Mark Butterworth with the SIE, which began in October 2018.
Where is Mark Butterworth based?
Mark Butterworth’s registered office is in Danvers, MA.
Is Mark Butterworth registered with FINRA?
No. Mark Butterworth has no current broker registration.
Is Mark Butterworth a CFP?
Butterworth Financial lists Mark Butterworth with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Mark S. Butterworth, CFP® biography, butterworthfinancial.net
How can I verify Mark Butterworth’s record?
Search CRD 2408252 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Butterworth’s full registration record.