Mark Bentley has been an investment adviser representative at BTS Asset Management since February 2014, and is not listed among the firm’s executive officers or direct owners.
BTS Asset Management Inc is a Lincoln, MA firm with $145M under management, 448 clients and 4 advisers in one office, as of its March 2026 filing.
Mark Bentley’s longest registration is the current one, 12 years at BTS Asset Management since 2014. Before joining BTS Asset Management in 2014, Mark Bentley was registered through Old Mutual Capital and Rydex Advisory Services, LLC.
- BTS Asset Management, Inc.Current– present · 12 yearsLincoln, MA · Adviser representative · Firm CRD 105215
- Old Mutual Capital– · under a yearBoston, MA · Adviser representative · Firm CRD 131405
- Rydex Advisory Services, LLC– · under a yearRockville, MD · Adviser representative · Firm CRD 132735
Investment adviser representative registrations
Mark Bentley is registered as an investment adviser representative in Massachusetts, since February 2014.
- MassachusettsSince 24 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 April 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 February 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 April 1994 |
| Series 7 | General Securities Representative Examination | 20 June 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Byron Bentley
- CRD
- 1539912
- Firm
- BTS Asset Management · CRD 105215
- Office
- 55 OLD BEDFORD ROAD, SUITE 203, Lincoln, MA 01773
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1989
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Bentley work?
Mark Bentley is an investment adviser representative registered through BTS Asset Management Inc since February 2014, and is not listed among the firm’s executive officers or direct owners.
Is Mark Bentley a financial advisor?
Yes. Mark Bentley has a current investment-adviser registration in Massachusetts, through BTS Asset Management since February 2014.
How many years of experience does Mark Bentley have?
Mark Bentley has 36 years in the financial industry, since November 1989, across 3 adviser firms.
What exams has Mark Bentley passed?
Mark Bentley has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 1987. FINRA credited Mark Bentley with the SIE, which began in October 2018.
Where did Mark Bentley work before BTS Asset Management?
Before BTS Asset Management, Mark Bentley was registered through Old Mutual Capital, July 2011 to February 2012; Rydex Advisory Services, LLC, February 2009 to November 2009.
Where is Mark Bentley based?
Mark Bentley’s registered office is in Lincoln, MA.
Is Mark Bentley registered with FINRA?
Yes. Mark Bentley has a current broker registration, under CRD 1539912.
Source: FINRA BrokerCheck
How can I verify Mark Bentley’s record?
Search CRD 1539912 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Bentley’s full registration record.
