Mark Asaro has been an investment adviser representative at Noble Wealth Management P.B.C. since October 2022, and is not listed among the firm’s executive officers or direct owners.
Noble Wealth Management P.B.C. is a Greenwood Village, CO firm with $444M under management, 201 clients and 4 advisers across 2 offices, as of its September 2026 filing.
Mark Asaro is Partner, CIO of Noble Wealth Management, PBC. He has almost twenty years of investment experience, including over a decade of research analysis and portfolio management for high-net-worth clients.
Mark Asaro’s longest registration was 4 years at Essential Investment Partners, LLC (2011–2015). Before joining Noble Wealth Management P.B.C. in 2022, Mark Asaro was registered through Essential Investment Partners, LLC.
- – present · 4 yearsSouth Jordan, UT · Adviser representative · Firm CRD 322607
- Essential Investment Partners, LLC– · 4 yearsGreenwood Village, CO · Adviser representative · Firm CRD 149509
Professional designations
Listed by Noble Wealth Management P.B.C.
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Mark Asaro is registered as an investment adviser representative in 3 states. The first approvals date from October 2022; the most recent is Utah, in September 2024.
- ColoradoSince 4 October 2022
- TexasSince 4 October 2022
- UtahSince 19 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 2016 |
| Series 7 | General Securities Representative Examination | 3 May 2016 |
| Series 66 | Uniform Combined State Law Examination | 24 October 2000 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Mark James Asaro
- CRD
- 4224327
- Firm
- Noble Wealth Management P.B.C. · CRD 322607
- Office
- South Jordan, UT
- Registration
- Investment adviser registration
- In the industry since
- August 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mynoblewealth.com
Where does Mark Asaro work?
Mark Asaro is an investment adviser representative registered through Noble Wealth Management P.B.C. since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Mark Asaro a financial advisor?
Yes. Mark Asaro has a current investment-adviser registration in Colorado, Texas and Utah, through Noble Wealth Management P.B.C. since October 2022.
How many years of experience does Mark Asaro have?
Mark Asaro has 15 years in the financial industry, since August 2011, across 2 adviser firms.
What exams has Mark Asaro passed?
Mark Asaro has passed 4 licensing exams: the Series 66, Series 7, Series 63 and Series 6TO. The earliest, the Series 66, was passed in October 2000. FINRA credited Mark Asaro with the SIE, which began in October 2018.
Where did Mark Asaro work before Noble Wealth Management P.B.C.?
Before Noble Wealth Management P.B.C., Mark Asaro was registered through Essential Investment Partners, LLC, August 2011 to November 2015.
Where is Mark Asaro based?
Mark Asaro’s registered office is in South Jordan, UT.
Is Mark Asaro registered with FINRA?
No. Mark Asaro has no current broker registration.
Is Mark Asaro a CFA charterholder?
Noble Wealth Management P.B.C. lists Mark Asaro with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Mark Asaro’s record?
Search CRD 4224327 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Asaro’s full registration record.