Maria Dichiara has been Director of Operations of Axiom Investment Management since January 2013, is not listed as a control person, but directly owns under 5% of the firm.
Axiom Investment Management LLC is a New York, NY firm with $237M under management, 214 clients and 4 advisers in one office, as of its April 2026 filing.
No adviser firm registrations are on Maria Dichiara’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 April 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 1987 |
| Series 7 | General Securities Representative Examination | 17 October 1987 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1751312
- Firm
- Axiom Investment Management · CRD 141516
- Role
- Director of Operations
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Maria Dichiara work?
Maria Dichiara has been Director of Operations of Axiom Investment Management LLC since January 2013.
Does Maria Dichiara have a current investment-adviser registration?
Maria Dichiara has a current broker registration and no current investment-adviser registration.
What exams has Maria Dichiara passed?
Maria Dichiara has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in October 1987. FINRA credited Maria Dichiara with the SIE, which began in October 2018.
Is Maria Dichiara registered with FINRA?
Yes. Maria Dichiara has a current broker registration, under CRD 1751312.
Source: FINRA BrokerCheck
How can I verify Maria Dichiara’s record?
Search CRD 1751312 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Maria Dichiara’s full registration record.