Marguerite Fiori has been Manager of FFG Partners since December 2022, is a control person of the firm and directly owns under 5% of it.
FFG Partners, LLC is a Fort Lauderdale, FL firm with $567M under management, 238 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Margaux Fiori is Founder and Chief Executive Officer of Fiori Financial Group. She is senior investment manager with a tactical investment style that focuses on behavioral finance and fundamental analysis. She has worked in the investment and financial services industry since 1997.
Marguerite Fiori’s longest registration was 6 years at Raymond James Financial Services Advisors, Inc (2016–2022). Before joining FFG Partners in 2022, Marguerite Fiori was registered through Raymond James Financial Services Advisors, Inc and Independent Financial Partners.
- Fiori Financial GroupCurrent– present · 3 yearsFort Lauderdale, FL · Adviser representative · Firm CRD 318641
- Raymond James Financial Services Advisors, Inc– · 6 yearsFort Lauderdale, FL · Adviser representative · Firm CRD 149018
- Independent Financial Partners– · 6 yearsFT Lauderdale, FL · Adviser representative · Firm CRD 125112
- Lincoln Financial Securities Corporation– · 2 yearsPlantation, FL · Adviser representative · Firm CRD 3870
Investment adviser representative registrations
Marguerite Fiori is registered as an investment adviser representative in Florida, since December 2022.
- FloridaSince 16 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 November 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 December 1997 |
| Series 31 | Futures Managed Funds Examination | 17 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 1997 |
| Series 7 | General Securities Representative Examination | 3 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marguerite Maria Panico Fiori
- CRD
- 2968685
- Firm
- FFG Partners · CRD 318641
- Role
- Manager
- Office
- 205 SOUTH EAST 20TH ST, Fort Lauderdale, FL 33316
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fiorifg.com
Where does Marguerite Fiori work?
Marguerite Fiori has been Manager of FFG Partners, LLC since December 2022, and is a control person of the firm.
Is Marguerite Fiori a financial advisor?
Yes. Marguerite Fiori has a current investment-adviser registration in Florida, through FFG Partners since December 2022.
How many years of experience does Marguerite Fiori have?
Marguerite Fiori has 28 years in the financial industry, since December 1997, across 4 adviser firms.
What exams has Marguerite Fiori passed?
Marguerite Fiori has passed 5 licensing exams: the Series 7, Series 63, Series 31, Series 65 and Series 66. The earliest, the Series 7, was passed in December 1997. FINRA credited Marguerite Fiori with the SIE, which began in October 2018.
Where did Marguerite Fiori work before FFG Partners?
Before FFG Partners, Marguerite Fiori was registered through Independent Financial Partners, November 2009 to January 2016; Lincoln Financial Securities Corporation, November 2006 to November 2009.
Where is Marguerite Fiori based?
Marguerite Fiori’s registered office is in Fort Lauderdale, FL.
Is Marguerite Fiori registered with FINRA?
No. Marguerite Fiori has no current broker registration.
How can I verify Marguerite Fiori’s record?
Search CRD 2968685 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marguerite Fiori’s full registration record.