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Manish Mittal

Principal and Chief Compliance Officer at Kailix Advisors in Aventura, FL

Investment adviser registrationUpdated

Manish Mittal is Principal and Chief Compliance Officer of Kailix Advisors LLC, an investment adviser managing $119M, and works from its Aventura, FL office. Manish Mittal has been registered as an investment adviser representative through Kailix Advisors since 9 December 2020, has 5 years in the industry across 1 firm and has passed the Series 62 and Series 65.

5
Years in industry
5
Years at firm
1
Adviser firms
3
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Manish Mittal has been Principal and Chief Compliance Officer of Kailix Advisors since October 2020, is a control person of the firm and directly owns 75% or more of it.

Kailix Advisors LLC is an Aventura, FL firm with $119M under management, 14 clients and 1 adviser in one office, as of its February 2026 filing.

  1. – present · 5 years
    Aventura, FL · Adviser representative · Firm CRD 311094

Credentials and registrations

Investment adviser representative registrations

Manish Mittal is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from December 2020; the most recent is Texas, in May 2023.

  • FloridaSince 9 December 2020
  • New YorkSince 28 March 2022
  • TexasResidentSince 19 May 2023

Examinations

Series 6525 July 2020
Name
Uniform Investment Adviser Law Examination
Series 6226 August 1994
Name
Corporate Securities Limited Representative Examination

Key facts

CRD
2526691
Firm
Kailix Advisors · CRD 311094
Role
Principal and Chief Compliance Officer
Office
2980 NE 207TH STREET, SUITE 300, Aventura, FL 33180
Registration
Investment adviser registration
In the industry since
December 2020
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Manish Mittal work?

Manish Mittal has been Principal and Chief Compliance Officer of Kailix Advisors LLC since October 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 February 2026

Is Manish Mittal a financial advisor?

Yes. Manish Mittal has a current investment-adviser registration in Florida, New York and Texas, through Kailix Advisors since December 2020.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Manish Mittal have?

Manish Mittal has 5 years in the financial industry, since December 2020, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Manish Mittal passed?

Manish Mittal has passed 2 licensing exams: the Series 62 and Series 65. The earliest, the Series 62, was passed in August 1994.

Source: IAPD individual record, checked 22 October 2026

Where is Manish Mittal based?

Manish Mittal’s registered office is in Aventura, FL.

Source: IAPD individual record, checked 22 October 2026

Is Manish Mittal registered with FINRA?

No. Manish Mittal has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Manish Mittal’s record?

Search CRD 2526691 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Manish Mittal’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 2526691, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Kailix Advisors LLC, filed 20 February 2026. Title, control and ownership bands.