Mackenzie Richards has been Partner, Client Relationship Manager of SK Wealth Management since January 2025, is not listed as a control person, but directly owns between 10% and 25% of the firm.
SK Wealth Management, LLC is a Providence, RI firm with $639M under management, 323 clients and 4 advisers across 5 offices, as of its January 2026 filing.
Mackenzie Richards’ longest registration is the current one, 5 years at SK Wealth Management since 2021. Before joining SK Wealth Management in 2021, Mackenzie Richards was registered through Commonwealth Financial Network and Citizens Securities, Inc.
- SK Wealth Management, LLCCurrent– present · 5 yearsProvidence, RI · Adviser representative · Firm CRD 109114
- Commonwealth Financial Network– · 2 yearsProvidence, RI · Adviser representative · Firm CRD 8032
- Citizens Securities, Inc.– · under a yearNarragansett, RI · Adviser representative · Firm CRD 39550
- Stratos Wealth Partners, LTD– · under a yearSan Diego, CA · Adviser representative · Firm CRD 153184
- Wells Fargo Advisors, LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 19616
- LPL Financial LLC– · under a yearAttleboro, MA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Mackenzie Richards is registered as an investment adviser representative in Rhode Island, since February 2021.
- Rhode IslandSince 28 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 January 2013 |
| Series 7 | General Securities Representative Examination | 12 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mackenzie Moen Richards
- CRD
- 6031168
- Firm
- SK Wealth Management · CRD 109114
- Role
- Partner, Client Relationship Manager
- Office
- 50 HOLDEN ST, Providence, RI 02908-5757
- Registration
- Investment adviser registration
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Mackenzie Richards work?
Mackenzie Richards has been Partner, Client Relationship Manager of SK Wealth Management, LLC since January 2025.
Is Mackenzie Richards a financial advisor?
Yes. Mackenzie Richards has a current investment-adviser registration in Rhode Island, through SK Wealth Management since February 2021.
How many years of experience does Mackenzie Richards have?
Mackenzie Richards has 13 years in the financial industry, since June 2013, across 6 adviser firms.
What exams has Mackenzie Richards passed?
Mackenzie Richards has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2012. FINRA credited Mackenzie Richards with the SIE, which began in October 2018.
Where did Mackenzie Richards work before SK Wealth Management?
Before SK Wealth Management, Mackenzie Richards was registered through Commonwealth Financial Network, March 2018 to June 2020; Citizens Securities, Inc., June 2017 to March 2018; Stratos Wealth Partners, LTD, November 2015 to November 2016; Wells Fargo Advisors, LLC, December 2013 to November 2015; LPL Financial LLC, January 2013 to December 2013.
Where is Mackenzie Richards based?
Mackenzie Richards’ registered office is in Providence, RI.
Is Mackenzie Richards registered with FINRA?
No. Mackenzie Richards has no current broker registration.
How can I verify Mackenzie Richards’ record?
Search CRD 6031168 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mackenzie Richards’ full registration record.
