Lucy Zimmerman has been an investment adviser representative at Buttonwood Wealth since January 2025, and is not listed among the firm’s executive officers or direct owners.
Buttonwood Wealth, LLC is a Winchester, VA firm with $425M under management, 406 clients and 6 advisers across 3 offices, as of its February 2026 filing.
Lucy Zimmerman’s longest registration was 8 years at Wiseman & Associates Wealth Management (2016–2025). Before joining Buttonwood Wealth in 2025, Lucy Zimmerman was registered through Wiseman & Associates Wealth Management and LPL Financial LLC.
- LPL Financial LLC– · under a yearMiddleburg, VA · Adviser representative · Firm CRD 6413
- Buttonwood WealthCurrent– present · 1 yearMiddleburg, VA · Adviser representative · Firm CRD 305896
- Wiseman & Associates Wealth Management– · 8 yearsMiddleburg, VA · Adviser representative · Firm CRD 169677
- LPL Financial LLC– · under a yearMiddleburg, VA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Lucy Zimmerman is registered as an investment adviser representative in Virginia, since January 2025.
- VirginiaSince 23 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 May 2015 |
| Series 7 | General Securities Representative Examination | 3 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5900302
- Firm
- Buttonwood Wealth · CRD 305896
- Office
- 110 West Washington Street, Middleburg, VA 20117
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lucy Zimmerman work?
Lucy Zimmerman is an investment adviser representative registered through Buttonwood Wealth, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Lucy Zimmerman a financial advisor?
Yes. Lucy Zimmerman has a current investment-adviser registration in Virginia, through Buttonwood Wealth since January 2025.
How many years of experience does Lucy Zimmerman have?
Lucy Zimmerman has 12 years in the financial industry, since January 2014, across 3 adviser firms.
What exams has Lucy Zimmerman passed?
Lucy Zimmerman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2013. FINRA credited Lucy Zimmerman with the SIE, which began in October 2018.
Where did Lucy Zimmerman work before Buttonwood Wealth?
Before Buttonwood Wealth, Lucy Zimmerman was registered through Wiseman & Associates Wealth Management, May 2016 to January 2025; LPL Financial LLC, May 2015 to May 2016.
Where is Lucy Zimmerman based?
Lucy Zimmerman’s registered office is in Middleburg, VA.
Is Lucy Zimmerman registered with FINRA?
Yes. Lucy Zimmerman has a current broker registration, under CRD 5900302.
Source: FINRA BrokerCheck
How can I verify Lucy Zimmerman’s record?
Search CRD 5900302 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lucy Zimmerman’s full registration record.