Lucinda Segers has been Owner of NBZ Investment Advisors since January 2021, is not listed as a control person, but directly owns between 10% and 25% of the firm.
NBZ Investment Advisors, LLC is a Knoxville, TN firm with $431M under management, 199 clients and 4 advisers in one office, as of its March 2026 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 August 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lucinda Jensen Segers
- CRD
- 6822493
- Firm
- NBZ Investment Advisors · CRD 123902
- Role
- Owner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Lucinda Segers work?
Lucinda Segers has been Owner of NBZ Investment Advisors, LLC since January 2021.
Does Lucinda Segers have a current investment-adviser registration?
Lucinda Segers has no current investment-adviser or broker registration.
What exams has Lucinda Segers passed?
Lucinda Segers passed the Series 65 in August 2017.
Where was Lucinda Segers previously registered as an investment adviser?
Lucinda Segers has past investment-adviser registrations through NBZ Investment Advisors, LLC, August 2017 to December 2025, across 1 firm.
Is Lucinda Segers registered with FINRA?
No. Lucinda Segers has no current broker registration.
How can I verify Lucinda Segers’ record?
Search CRD 6822493 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lucinda Segers’ full registration record.