Luca D Italia has been an investment adviser representative at Independence Financial Advisors since December 2018, and is not listed among the firm’s executive officers or direct owners.
Independence Financial Advisors, LLC is a Franklin, NH firm with $464M under management, 2,777 clients and 7 advisers across 8 offices, as of its December 2025 filing.
Luca D Italia’s longest registration is the current one, 7 years at Independence Financial Advisors since 2018. Before joining Independence Financial Advisors in 2018, Luca D Italia was registered through Infinex Investments, Inc. and Amerivest Investment Management, LLC.
- – present · 7 yearsFranklin, NH · Adviser representative · Firm CRD 156305
- Infinex Investments, Inc.– · 3 yearsFranklin, NH · Adviser representative · Firm CRD 35371
- Amerivest Investment Management, LLC– · 1 yearBurlington, MA · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 1 yearManchester, NH · Adviser representative · Firm CRD 7870
- Morgan Stanley– · under a yearManchester, NH · Adviser representative · Firm CRD 149777
- The Foundry Financial Group, Inc.– · under a yearLaconia, NH · Adviser representative · Firm CRD 116823
- Waddell & Reed, Inc.– · 1 yearBedford, NH · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Luca D Italia is registered as an investment adviser representative in 2 states. The first approvals date from December 2018; the most recent is Massachusetts, in February 2019.
- MassachusettsSince 22 February 2019
- New HampshireSince 26 December 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 October 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 November 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 October 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Luca Anthony D Italia
- CRD
- 5710950
- Firm
- Independence Financial Advisors · CRD 156305
- Office
- 402 CENTRAL STREET, Franklin, NH 03235
- Registration
- Investment adviser registration
- In the industry since
- December 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Luca D Italia work?
Luca D Italia is an investment adviser representative registered through Independence Financial Advisors, LLC since December 2018, and is not listed among the firm’s executive officers or direct owners.
Is Luca D Italia a financial advisor?
Yes. Luca D Italia has a current investment-adviser registration in Massachusetts and New Hampshire, through Independence Financial Advisors since December 2018.
How many years of experience does Luca D Italia have?
Luca D Italia has 15 years in the financial industry, since December 2010, across 7 adviser firms.
What exams has Luca D Italia passed?
Luca D Italia has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in October 2009. FINRA credited Luca D Italia with the SIE, which began in October 2018.
Where did Luca D Italia work before Independence Financial Advisors?
Before Independence Financial Advisors, Luca D Italia was registered through Infinex Investments, Inc., June 2015 to September 2018; Amerivest Investment Management, LLC, December 2013 to June 2015; TD Ameritrade, Inc., December 2013 to June 2015; Morgan Stanley, December 2012 to November 2013; The Foundry Financial Group, Inc., July 2012 to October 2012; Waddell & Reed, Inc., December 2009 to August 2011.
Where is Luca D Italia based?
Luca D Italia’s registered office is in Franklin, NH.
Is Luca D Italia registered with FINRA?
No. Luca D Italia has no current broker registration.
How can I verify Luca D Italia’s record?
Search CRD 5710950 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luca D Italia’s full registration record.