Luan Dollens has been CCO of Aldrich Wealth, Limited Partnership since January 2023, is not listed as a control person, but directly owns under 5% of the firm. Luan Dollens holds a BS in business administration with a focus in finance and economics from Portland State University.
Aldrich Wealth, Limited Partnership is a Lake Oswego, OR firm with $7.62B under management, 782 clients and 26 advisers across 5 offices, as of its March 2026 filing.
Luan Dollens is Chief Compliance Officer of Aldrich Wealth LP. She joined Aldrich Wealth in the spring of 2022 as Director of Compliance and leads the firm's compliance program. Her career includes branch inspection programs, client complaint resolution, advertising review and supervision at broker-dealers and RIAs.
Luan Dollens’ longest registration was 9 years at M Holdings Securities, Inc. (2012–2022). Before joining Aldrich Wealth, Limited Partnership in 2022, Luan Dollens was registered through M Holdings Securities, Inc. and M Financial Asset Management, Inc.
- Aldrich Wealth LPCurrent– present · 4 yearsLake Oswego, OR · Adviser representative · Firm CRD 147200
- M Holdings Securities, Inc.– · 9 yearsPortland, OR · Adviser representative · Firm CRD 43285
- M Financial Asset Management, Inc.– · 2 yearsPortland, OR · Adviser representative · Firm CRD 136694
Professional designations
Listed by Aldrich Wealth, Limited Partnership
- CPFA®
- IACCP®
Investment adviser representative registrations
Luan Dollens is registered as an investment adviser representative in Oregon, since May 2022.
- OregonSince 2 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 January 1991 |
| Series 7 | General Securities Representative Examination | 15 November 1990 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Luan Drosso Dollens
- CRD
- 2109538
- Firm
- Aldrich Wealth, Limited Partnership · CRD 147200
- Role
- CCO
- Office
- 5665 SW MEADOWS RD, SUITE 200, Lake Oswego, OR 97035
- Registration
- Investment adviser registration
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthadvisors.com
Where does Luan Dollens work?
Luan Dollens has been CCO of Aldrich Wealth, Limited Partnership since January 2023.
Is Luan Dollens a financial advisor?
Yes. Luan Dollens has a current investment-adviser registration in Oregon, through Aldrich Wealth, Limited Partnership since May 2022.
How many years of experience does Luan Dollens have?
Luan Dollens has 32 years in the financial industry, since December 1993, across 3 adviser firms.
What exams has Luan Dollens passed?
Luan Dollens has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in November 1990. FINRA credited Luan Dollens with the SIE, which began in October 2018.
Where did Luan Dollens work before Aldrich Wealth, Limited Partnership?
Before Aldrich Wealth, Limited Partnership, Luan Dollens was registered through M Financial Asset Management, Inc., November 2010 to December 2012.
Where is Luan Dollens based?
Luan Dollens’ registered office is in Lake Oswego, OR.
Is Luan Dollens registered with FINRA?
No. Luan Dollens has no current broker registration.
How can I verify Luan Dollens’ record?
Search CRD 2109538 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luan Dollens’ full registration record.
