Louis Klieger has been an investment adviser representative at Walled Lake Planning & Wealth Management since January 2019, and is not listed among the firm’s executive officers or direct owners.
Walled Lake Planning & Wealth Management, LLC is a Highland Park, IL firm with $732M under management, 369 clients and 5 advisers in one office, as of its March 2026 filing.
Louis Klieger’s longest registration is the current one, 7 years at Walled Lake Planning & Wealth Management since 2019. Before joining Walled Lake Planning & Wealth Management in 2019, Louis Klieger was registered through RBC Capital Markets, LLC.
- – present · 7 yearsHighland Park, IL · Adviser representative · Firm CRD 299595
- RBC Capital Markets, LLC– · 3 yearsWinnetka, IL · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Louis Klieger is registered as an investment adviser representative in Illinois, since January 2019.
- IllinoisSince 19 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 August 2015 |
| Series 7 | General Securities Representative Examination | 10 July 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Louis Burton Klieger
- CRD
- 6521252
- Firm
- Walled Lake Planning & Wealth Management · CRD 299595
- Office
- 600 ELM PLACE, Highland Park, IL 60035
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Louis Klieger work?
Louis Klieger is an investment adviser representative registered through Walled Lake Planning & Wealth Management, LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is Louis Klieger a financial advisor?
Yes. Louis Klieger has a current investment-adviser registration in Illinois, through Walled Lake Planning & Wealth Management since January 2019.
How many years of experience does Louis Klieger have?
Louis Klieger has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has Louis Klieger passed?
Louis Klieger has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2015. FINRA credited Louis Klieger with the SIE, which began in October 2018.
Where did Louis Klieger work before Walled Lake Planning & Wealth Management?
Before Walled Lake Planning & Wealth Management, Louis Klieger was registered through RBC Capital Markets, LLC, August 2015 to December 2018.
Where is Louis Klieger based?
Louis Klieger’s registered office is in Highland Park, IL.
Is Louis Klieger registered with FINRA?
No. Louis Klieger has no current broker registration.
How can I verify Louis Klieger’s record?
Search CRD 6521252 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Louis Klieger’s full registration record.
- Gery SadzewiczChief Compliance Officer
Noel CooperManaging Director / Co-Founder
Howard KliegerManaging Director / Co-Founder
Zachary WaltersChief Investment Officer and Principal