Lori Patterson has been an investment adviser representative at Centerpoint Advisors since June 2012, and is not listed among the firm’s executive officers or direct owners.
Centerpoint Advisors, LLC is a Needham, MA firm with $732M under management, 502 clients and 7 advisers in one office, as of its March 2026 filing.
Lori Patterson’s longest registration is the current one, 14 years at Centerpoint Advisors since 2012. Before joining Centerpoint Advisors in 2012, Lori Patterson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC.
- Centerpoint Advisors, LLCCurrent– present · 14 yearsNeedham, MA · Adviser representative · Firm CRD 156698
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearLincoln, RI · Adviser representative · Firm CRD 7691
- LPL Financial LLC– · under a yearBoston, MA · Adviser representative · Firm CRD 6413
- Credit Suisse Securities (USA) LLC– · 1 yearBoston, MA · Adviser representative · Firm CRD 816
- Morgan Stanley & Co. Incorporated– · under a yearWellesley, MA · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearNew York, NY · Adviser representative · Firm CRD 7691
- UBS Financial Services Inc.– · 2 yearsNew York, NY · Adviser representative · Firm CRD 8174
- Banc of America Investment Services, Inc.– · 1 yearKnoxville, TN · Adviser representative · Firm CRD 16361
Investment adviser representative registrations
Lori Patterson is registered as an investment adviser representative in Massachusetts, since June 2012.
- MassachusettsSince 22 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 8 September 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 December 2000 |
| Series 7 | General Securities Representative Examination | 8 November 2000 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lori D Patterson
- CRD
- 3206154
- Firm
- Centerpoint Advisors · CRD 156698
- Office
- 175 HIGHLAND AVENUE, SUITE 302, Needham, MA 02494
- Registration
- Investment adviser registration
- In the industry since
- December 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Patterson work?
Lori Patterson is an investment adviser representative registered through Centerpoint Advisors, LLC since June 2012, and is not listed among the firm’s executive officers or direct owners.
Is Lori Patterson a financial advisor?
Yes. Lori Patterson has a current investment-adviser registration in Massachusetts, through Centerpoint Advisors since June 2012.
How many years of experience does Lori Patterson have?
Lori Patterson has 23 years in the financial industry, since December 2002, across 7 adviser firms.
What exams has Lori Patterson passed?
Lori Patterson has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in November 2000. FINRA credited Lori Patterson with the SIE, which began in October 2018.
Where did Lori Patterson work before Centerpoint Advisors?
Before Centerpoint Advisors, Lori Patterson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2012 to May 2012; LPL Financial LLC, December 2010 to February 2011; Credit Suisse Securities (USA) LLC, June 2008 to March 2010; Morgan Stanley & Co. Incorporated, January 2008 to May 2008; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2006 to January 2008; UBS Financial Services Inc., January 2004 to November 2006; Banc of America Investment Services, Inc., June 2002 to September 2003.
Where is Lori Patterson based?
Lori Patterson’s registered office is in Needham, MA.
Is Lori Patterson registered with FINRA?
No. Lori Patterson has no current broker registration.
How can I verify Lori Patterson’s record?
Search CRD 3206154 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Patterson’s full registration record.
