Lori Oblinger has been an investment adviser representative at Empower Financial Advisory since August 2021, and is not listed among the firm’s executive officers or direct owners.
Empower Financial Advisory, LLC is a Glastonbury, CT firm with $636M under management, 295 clients and 4 advisers in one office, as of its May 2026 filing.
Lori Oblinger’s longest registration is the current one, 5 years at Empower Financial Advisory since 2021. Before joining Empower Financial Advisory in 2021, Lori Oblinger was registered through Commonwealth Financial Network and Northwestern Mutual Investment Services,llc.
- – present · 5 yearsGlastonbury, CT · Adviser representative · Firm CRD 313968
- Commonwealth Financial Network– · 4 yearsGlastonbury, CT · Adviser representative · Firm CRD 8032
- Northwestern Mutual Investment Services,llc– · 1 yearGlastonbury, CT · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Lori Oblinger is registered as an investment adviser representative in Connecticut, since August 2021.
- ConnecticutSince 10 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 October 2013 |
| Series 7 | General Securities Representative Examination | 30 September 2013 |
| Series 24 | General Securities Principal Examination | 8 March 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Lori Kathryn Oblinger
- CRD
- 2581746
- Firm
- Empower Financial Advisory · CRD 313968
- Office
- 655 WINDING BROOK DRIVE, Glastonbury, CT 06033
- Registration
- Investment adviser registration
- In the industry since
- July 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Oblinger work?
Lori Oblinger is an investment adviser representative registered through Empower Financial Advisory, LLC since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Lori Oblinger a financial advisor?
Yes. Lori Oblinger has a current investment-adviser registration in Connecticut, through Empower Financial Advisory since August 2021.
How many years of experience does Lori Oblinger have?
Lori Oblinger has 24 years in the financial industry, since July 2002, across 3 adviser firms.
What exams has Lori Oblinger passed?
Lori Oblinger has passed 4 licensing exams: the Series 63, Series 24, Series 7 and Series 66. The earliest, the Series 63, was passed in March 2000. FINRA credited Lori Oblinger with the SIE, which began in October 2018.
Where did Lori Oblinger work before Empower Financial Advisory?
Before Empower Financial Advisory, Lori Oblinger was registered through Commonwealth Financial Network, January 2014 to May 2018; Northwestern Mutual Investment Services,llc, October 2006 to June 2008.
Where is Lori Oblinger based?
Lori Oblinger’s registered office is in Glastonbury, CT.
Is Lori Oblinger registered with FINRA?
No. Lori Oblinger has no current broker registration.
How can I verify Lori Oblinger’s record?
Search CRD 2581746 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Oblinger’s full registration record.