Lori Nelson is not listed as a control person, but directly owns under 5% of Alliance Investment Management.
Alliance Investment Management is an investment adviser based in Jenison, MI, registered with the SEC since 2021. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $207 million, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7709203
- Firm
- Alliance Investment Management · CRD 152012
- Role
- Chief Financial Officer
- In role since
- April 2025 · 1 year
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Jenison, MI
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Nelson work?
Lori Nelson has been Chief Financial Officer of Alliance Investment Management, LLC since April 2025.
How can I verify Lori Nelson’s record?
Lori Nelson’s role is listed on Alliance Investment Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 152012.