Lori Brook has been Director of Operations and Member of Marietta Investment Partners since March 2000, is a control person of the firm and directly owns between 10% and 25% of it.
Marietta Investment Partners, LLC is a Milwaukee, WI firm with $684M under management, 147 clients and 3 advisers in one office, as of its September 2026 filing.
- – present · 1 yearMilwaukee, WI · Adviser representative · Firm CRD 108479
Investment adviser representative registrations
Lori Brook is registered as an investment adviser representative in Wisconsin, since May 2025.
- WisconsinSince 1 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 April 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lori Jean Brook
- CRD
- 3213024
- Firm
- Marietta Investment Partners · CRD 108479
- Role
- Director of Operations and Member
- Office
- 833 EAST MICHIGAN STREET, SUITE 980, Milwaukee, WI 53202
- Registration
- Investment adviser registration
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Lori Brook work?
Lori Brook has been Director of Operations and Member of Marietta Investment Partners, LLC since March 2000, and is a control person of the firm.
Is Lori Brook a financial advisor?
Yes. Lori Brook has a current investment-adviser registration in Wisconsin, through Marietta Investment Partners since May 2025.
How many years of experience does Lori Brook have?
Lori Brook has 1 year in the financial industry, since May 2025, across 1 adviser firm.
What exams has Lori Brook passed?
Lori Brook passed the Series 65 in April 2025.
Where is Lori Brook based?
Lori Brook’s registered office is in Milwaukee, WI.
Is Lori Brook registered with FINRA?
No. Lori Brook has no current broker registration.
How can I verify Lori Brook’s record?
Search CRD 3213024 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Brook’s full registration record.
