Loretta Fredere has been an investment adviser representative at Hanover Square Wealth Advisors since June 2026, and is not listed among the firm’s executive officers or direct owners.
Hanover Square Wealth Advisors LLC is a firm with $102M under management, 98 clients and 1 adviser across 2 offices, as of its July 2026 filing.
Loretta Fredere’s longest registration was 16 years at UBS Financial Services Inc. (2009–2025). Before joining Hanover Square Wealth Advisors in 2026, Loretta Fredere was registered through UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · under a yearKing, NC · Adviser representative · Firm CRD 336534
- UBS Financial Services Inc.– · 16 yearsWinston-Salem, NC · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsWinston-Salem, NC · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Loretta Fredere is registered as an investment adviser representative in North Carolina, since June 2026.
- North CarolinaSince 23 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 November 2002 |
| Series 7 | General Securities Representative Examination | 15 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Loretta L. Fredere
- CRD
- 4152631
- Firm
- Hanover Square Wealth Advisors · CRD 336534
- Office
- King, NC
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Loretta Fredere work?
Loretta Fredere is an investment adviser representative registered through Hanover Square Wealth Advisors LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Loretta Fredere a financial advisor?
Yes. Loretta Fredere has a current investment-adviser registration in North Carolina, through Hanover Square Wealth Advisors since June 2026.
How many years of experience does Loretta Fredere have?
Loretta Fredere has 25 years in the financial industry, since August 2001, across 3 adviser firms.
What exams has Loretta Fredere passed?
Loretta Fredere has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2000. FINRA credited Loretta Fredere with the SIE, which began in October 2018.
Where did Loretta Fredere work before Hanover Square Wealth Advisors?
Before Hanover Square Wealth Advisors, Loretta Fredere was registered through UBS Financial Services Inc., April 2009 to July 2025; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2002 to April 2009.
Where is Loretta Fredere based?
Loretta Fredere’s registered office is in King, NC.
Is Loretta Fredere registered with FINRA?
No. Loretta Fredere has no current broker registration.
How can I verify Loretta Fredere’s record?
Search CRD 4152631 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Loretta Fredere’s full registration record.
