Loraine Montanye has been an investment adviser representative at D.B. Root & Company since June 2022, and is not listed among the firm’s executive officers or direct owners. Loraine Montanye holds a Bachelor of Arts from Bethany College.
D.B. Root & Company, LLC is a Pittsburgh, PA firm with $952M under management, 777 clients and 15 advisers across 2 offices, as of its June 2026 filing.
Loraine Montanye is a Managing Director of DBR & CO, based in Pittsburgh. She consults for corporate and nonprofit retirement plans and for the firm's workplace financial planning, with more than a decade of financial services industry experience. Before joining DBR & CO, she was a Senior Employee Education Consultant and an Associate Retirement Plan Advisor at PNC Institutional Asset Management.
- D.B. Root & Company, LLCCurrent– present · 4 yearsPittsburgh, PA · Adviser representative · Firm CRD 188512
Professional designations
Listed by D.B. Root & Company
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Loraine Montanye is registered as an investment adviser representative in Pennsylvania, since June 2022.
- PennsylvaniaSince 3 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 February 2017 |
| Series 7 | General Securities Representative Examination | 26 January 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Loraine Ziegler Montanye
- CRD
- 6402610
- Firm
- D.B. Root & Company · CRD 188512
- Office
- 436 SEVENTH AVENUE, SUITE 2800, Pittsburgh, PA 15219
- Registration
- Investment adviser registration
- In the industry since
- September 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dbroot.com
Where does Loraine Montanye work?
Loraine Montanye is an investment adviser representative registered through D.B. Root & Company, LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Loraine Montanye a financial advisor?
Yes. Loraine Montanye has a current investment-adviser registration in Pennsylvania, through D.B. Root & Company since June 2022.
How many years of experience does Loraine Montanye have?
Loraine Montanye has 7 years in the financial industry, since September 2019, across 1 adviser firm.
What exams has Loraine Montanye passed?
Loraine Montanye has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2015. FINRA credited Loraine Montanye with the SIE, which began in October 2018.
Where is Loraine Montanye based?
Loraine Montanye’s registered office is in Pittsburgh, PA.
Is Loraine Montanye registered with FINRA?
No. Loraine Montanye has no current broker registration.
Is Loraine Montanye a CFP?
D.B. Root & Company lists Loraine Montanye with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Loraine Montanye’s record?
Search CRD 6402610 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Loraine Montanye’s full registration record.
David RootChief Executive- Heather OstrowskiChief Financial Officer
Jesse RootChief Operating Officer- Richard ChenChief Compliance Officer
Michael AroestyChief Investment Officer