Logan Smith has been an investment adviser representative at Horizon Wealth Investment Solutions since January 2025, and is not listed among the firm’s executive officers or direct owners.
Horizon Wealth Investment Solutions LLC is a Denver, CO firm with $147M under management, 163 clients and 4 advisers across 3 offices, as of its July 2026 filing.
Logan Smith’s longest registration was 3 years at Wells Fargo Clearing Services, LLC (2017–2021). Before joining Horizon Wealth Investment Solutions in 2025, Logan Smith was registered through Root Financial Partners and Raymond James Financial Services Advisors, Inc.
- Root Financial Partners– · under a yearCastle Rock, CO · Adviser representative · Firm CRD 290289
- Raymond James Financial Services Advisors, Inc– · 3 yearsGreenwood Village, CO · Adviser representative · Firm CRD 149018
- Wells Fargo Clearing Services, LLC– · 3 yearsGreenwood Village, CO · Adviser representative · Firm CRD 19616
- Charles Schwab & Co., Inc.– · 2 yearsLone Tree, CO · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Logan Smith is registered as an investment adviser representative in 2 states. The first approvals date from January 2025; the most recent is Texas, in November 2025.
- ColoradoSince 7 January 2025
- TexasSince 19 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 January 2019 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 December 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 2013 |
| Series 7 | General Securities Representative Examination | 23 September 2013 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Logan Taylor Smith
- CRD
- 6219424
- Firm
- Horizon Wealth Investment Solutions · CRD 333752
- Office
- 650 S. CHERRY ST., STE 825, Denver, CO 80246
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Logan Smith work?
Logan Smith is an investment adviser representative registered through Horizon Wealth Investment Solutions LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Logan Smith a financial advisor?
Yes. Logan Smith has a current investment-adviser registration in Colorado and Texas, through Horizon Wealth Investment Solutions since January 2025.
How many years of experience does Logan Smith have?
Logan Smith has 12 years in the financial industry, since May 2014, across 5 adviser firms.
What exams has Logan Smith passed?
Logan Smith has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in September 2013. FINRA credited Logan Smith with the SIE, which began in October 2018.
Where did Logan Smith work before Horizon Wealth Investment Solutions?
Before Horizon Wealth Investment Solutions, Logan Smith was registered through Root Financial Partners, July 2024 to October 2024; Raymond James Financial Services Advisors, Inc, April 2021 to July 2024; Wells Fargo Clearing Services, LLC, June 2017 to April 2021; Charles Schwab & Co., Inc., December 2014 to January 2017.
Where is Logan Smith based?
Logan Smith’s registered office is in Denver, CO.
Is Logan Smith registered with FINRA?
Yes. Logan Smith has a current broker registration, under CRD 6219424.
Source: FINRA BrokerCheck
How can I verify Logan Smith’s record?
Search CRD 6219424 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Logan Smith’s full registration record.
