Lisa Shive has been an investment adviser representative at RBG Wealth Advisors since September 2024, and is not listed among the firm’s executive officers or direct owners.
RBG Wealth Advisors LLC is a Memphis, TN firm with $155M under management, 80 clients and 4 advisers in one office, as of its March 2026 filing.
Lisa Shive’s longest registration is the current one, 2 years at RBG Wealth Advisors since 2024. Before joining RBG Wealth Advisors in 2024, Lisa Shive was registered through Raymond James Financial Services Advisors, Inc and FCG Investment Company.
- RBG Wealth Advisors LLCCurrent– present · 2 yearsMemphis, TN · Adviser representative · Firm CRD 319486
- Raymond James Financial Services Advisors, Inc– · under a yearMemphis, TN · Adviser representative · Firm CRD 149018
- FCG Investment Company– · 1 yearGermantown, TN · Adviser representative · Firm CRD 308192
Investment adviser representative registrations
Lisa Shive is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2024; the most recent is Texas, in November 2024.
- TennesseeSince 23 September 2024
- TexasResidentSince 25 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 February 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lisa Marie Shive
- CRD
- 6484194
- Firm
- RBG Wealth Advisors · CRD 319486
- Office
- 5100 WHEELIS DR, SUITE 211, Memphis, TN 38117
- Registration
- Investment adviser registration
- In the industry since
- November 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Lisa Shive work?
Lisa Shive is an investment adviser representative registered through RBG Wealth Advisors LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Lisa Shive a financial advisor?
Yes. Lisa Shive has a current investment-adviser registration in Tennessee and Texas, through RBG Wealth Advisors since September 2024.
How many years of experience does Lisa Shive have?
Lisa Shive has 3 years in the financial industry, since November 2022, across 3 adviser firms.
What exams has Lisa Shive passed?
Lisa Shive passed the Series 65 in February 2022.
Where did Lisa Shive work before RBG Wealth Advisors?
Before RBG Wealth Advisors, Lisa Shive was registered through Raymond James Financial Services Advisors, Inc, April 2023 to January 2024; FCG Investment Company, March 2022 to April 2023.
Where is Lisa Shive based?
Lisa Shive’s registered office is in Memphis, TN.
Is Lisa Shive registered with FINRA?
No. Lisa Shive has no current broker registration.
How can I verify Lisa Shive’s record?
Search CRD 6484194 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisa Shive’s full registration record.
