Lisa Malick has been an investment adviser representative at Petra Financial Advisors since September 2022, and is not listed among the firm’s executive officers or direct owners. Lisa Malick holds a Master's degree in Marine Science from the University of South Florida and a Bachelor's degree in Biology from State University of New York, Geneseo.
Petra Financial Advisors Inc is a Colorado Springs, CO firm with $447M under management, 378 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Lisa Malick is Financial Advisor of Lighthouse Financial, whose services are offered through Petra Financial Advisors. She leads the financial planning department, where she has developed and written comprehensive financial plans for Lighthouse-Petra clients since 2009. Before entering professional financial services, she worked as a researcher and technical analyst in marine optics.
Lisa Malick’s longest registration was 6 years at Lighthouse Financial LLC (2014–2021). Before joining Petra Financial Advisors in 2022, Lisa Malick was registered through Cambridge Investment Research Advisors, Inc. and Lighthouse Financial LLC.
- Petra Financial Advisors IncCurrent– present · 4 yearsColorado Springs, CO · Adviser representative · Firm CRD 107196
- Cambridge Investment Research Advisors, Inc.– · 2 yearsBroomfield, CO · Adviser representative · Firm CRD 134139
- Lighthouse Financial LLC– · 6 yearsBroomfield, CO · Adviser representative · Firm CRD 109251
Professional designations
Listed by Petra Financial Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Lisa Malick is registered as an investment adviser representative in Colorado, since September 2022.
- ColoradoSince 23 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 February 2012 |
| Series 7 | General Securities Representative Examination | 27 January 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lisa Anne Malick
- CRD
- 6015988
- Firm
- Petra Financial Advisors · CRD 107196
- Office
- 12295 Oracle Blvd., Suite 210, Colorado Springs, CO 80921
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lighthousefinancialllc.com
Where does Lisa Malick work?
Lisa Malick is an investment adviser representative registered through Petra Financial Advisors Inc since September 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lisa Malick a financial advisor?
Yes. Lisa Malick has a current investment-adviser registration in Colorado, through Petra Financial Advisors since September 2022.
How many years of experience does Lisa Malick have?
Lisa Malick has 14 years in the financial industry, since January 2012, across 3 adviser firms.
What exams has Lisa Malick passed?
Lisa Malick has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in January 2012. FINRA credited Lisa Malick with the SIE, which began in October 2018.
Where did Lisa Malick work before Petra Financial Advisors?
Before Petra Financial Advisors, Lisa Malick was registered through Cambridge Investment Research Advisors, Inc., June 2020 to September 2022; Lighthouse Financial LLC, June 2014 to January 2021.
Where is Lisa Malick based?
Lisa Malick’s registered office is in Colorado Springs, CO.
Is Lisa Malick registered with FINRA?
No. Lisa Malick has no current broker registration.
Is Lisa Malick a CFP?
Petra Financial Advisors lists Lisa Malick with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Lisa Malick, CFP biography, lighthousefinancialllc.com
How can I verify Lisa Malick’s record?
Search CRD 6015988 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisa Malick’s full registration record.
