Lisa Malaspine has been an investment adviser representative at QTR Family Wealth since December 2024, and is not listed among the firm’s executive officers or direct owners.
QTR Family Wealth, LLC is a Lake Mary, FL firm with $749M under management, 205 clients and 6 advisers in one office, as of its March 2026 filing.
Lisa Malaspine’s longest registration was 19 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2003–2022). Before joining QTR Family Wealth in 2024, Lisa Malaspine was registered through Bison Wealth, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- QTR Family Wealth, LLCCurrent– present · 1 yearLake Mary, FL · Adviser representative · Firm CRD 331655
- Bison Wealth, LLC– · 2 yearsLake Mary, FL · Adviser representative · Firm CRD 165931
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 19 yearsWinter Park, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Lisa Malaspine is registered as an investment adviser representative in Florida, since December 2024.
- FloridaSince 18 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 May 2003 |
| Series 7 | General Securities Representative Examination | 16 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lisa Renee Malaspine
- CRD
- 4299545
- Firm
- QTR Family Wealth · CRD 331655
- Office
- 605 CRESCENT EXECUTIVE COURT, SUITE 104, Lake Mary, FL 32746
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lisa Malaspine work?
Lisa Malaspine is an investment adviser representative registered through QTR Family Wealth, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Lisa Malaspine a financial advisor?
Yes. Lisa Malaspine has a current investment-adviser registration in Florida, through QTR Family Wealth since December 2024.
How many years of experience does Lisa Malaspine have?
Lisa Malaspine has 25 years in the financial industry, since January 2001, across 3 adviser firms.
What exams has Lisa Malaspine passed?
Lisa Malaspine has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2000. FINRA credited Lisa Malaspine with the SIE, which began in October 2018.
Where did Lisa Malaspine work before QTR Family Wealth?
Before QTR Family Wealth, Lisa Malaspine was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2003 to May 2022.
Where is Lisa Malaspine based?
Lisa Malaspine’s registered office is in Lake Mary, FL.
Is Lisa Malaspine registered with FINRA?
Yes. Lisa Malaspine has a current broker registration, under CRD 4299545.
Source: FINRA BrokerCheck
How can I verify Lisa Malaspine’s record?
Search CRD 4299545 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lisa Malaspine’s full registration record.
- Chad HunterChief Executive Officer/ Managing Partner
- Jeffrey SmithChief Compliance Officer
- Nicole Di PietroChief Operations Officer
- Wesley HunterManaging Partner