Lisa Leatherman has been an investment adviser representative at Bernardo Wealth Planning since April 2021, and is not listed among the firm’s executive officers or direct owners.
Bernardo Wealth Planning, LLC is a Harleysville, PA firm with $866M under management, 801 clients and 7 advisers in one office, as of its March 2026 filing.
Lisa Leatherman’s longest registration is the current one, 5 years at Bernardo Wealth Planning since 2021. Before joining Bernardo Wealth Planning in 2021, Lisa Leatherman was registered through Hochman & Baker Investment Advisory Services, Inc.
- Hochman & Baker Investment Advisory Services, Inc.– · 2 yearsColmar, PA · Adviser representative · Firm CRD 105560
Investment adviser representative registrations
Lisa Leatherman is registered as an investment adviser representative in Pennsylvania, since April 2021.
- PennsylvaniaSince 2 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 December 2000 |
| Series 7 | General Securities Representative Examination | 6 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lisa Renae Leatherman
- CRD
- 4251091
- Firm
- Bernardo Wealth Planning · CRD 288705
- Office
- 1300 Horizon Drive, Suite 106, Chalfont, PA 18914
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Lisa Leatherman work?
Lisa Leatherman is an investment adviser representative registered through Bernardo Wealth Planning, LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Lisa Leatherman a financial advisor?
Yes. Lisa Leatherman has a current investment-adviser registration in Pennsylvania, through Bernardo Wealth Planning since April 2021.
How many years of experience does Lisa Leatherman have?
Lisa Leatherman has 25 years in the financial industry, since January 2001, across 2 adviser firms.
What exams has Lisa Leatherman passed?
Lisa Leatherman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2000. FINRA credited Lisa Leatherman with the SIE, which began in October 2018.
Where did Lisa Leatherman work before Bernardo Wealth Planning?
Before Bernardo Wealth Planning, Lisa Leatherman was registered through Hochman & Baker Investment Advisory Services, Inc., February 2001 to August 2003.
Where is Lisa Leatherman based?
Lisa Leatherman’s registered office is in Chalfont, PA.
Is Lisa Leatherman registered with FINRA?
No. Lisa Leatherman has no current broker registration.
How can I verify Lisa Leatherman’s record?
Search CRD 4251091 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisa Leatherman’s full registration record.
- Tiffany BenfieldChief Operating Officer
- Ashleigh SwayzeChief Compliance Officer
- Nicholas BernardoManaging Partner