Lisa Evans has been CCO of Clarus Group since October 2022, is not listed as a control person, but directly owns under 5% of the firm.
Clarus Group LLC is a New York, NY firm with $158M under management, 182 clients and 2 advisers across 4 offices, as of its September 2026 filing.
No adviser firm registrations are on Lisa Evans’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 8 October 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 July 2004 |
| Series 7 | General Securities Representative Examination | 17 December 2002 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lisa Marie Evans
- CRD
- 4575679
- Firm
- Clarus Group · CRD 310156
- Role
- CCO
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Lisa Evans work?
Lisa Evans has been CCO of Clarus Group LLC since October 2022.
Does Lisa Evans have a current investment-adviser registration?
Lisa Evans has no current investment-adviser or broker registration.
What exams has Lisa Evans passed?
Lisa Evans has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 14. The earliest, the Series 7, was passed in December 2002. FINRA credited Lisa Evans with the SIE, which began in October 2018.
Is Lisa Evans registered with FINRA?
No. Lisa Evans has no current broker registration.
How can I verify Lisa Evans’ record?
Search CRD 4575679 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisa Evans’ full registration record.
