Lindsey Vardi has been Chief Compliance Officer of Aspect Partners since November 2022, is a control person of the firm and directly owns under 5% of it.
Aspect Partners, LLC is a Fairfax, VA firm with $418M under management, 287 clients and 5 advisers across 2 offices, as of its April 2026 filing.
Lindsey Vardi’s longest registration was 5 years at Lincoln Financial Advisors Corporation (2014–2020). Before joining Aspect Partners in 2022, Lindsey Vardi was registered through Almanack Investment Partners and Lincoln Financial Advisors Corporation.
- Aspect Partners, LLCCurrent– present · 3 yearsFairfax, VA · Adviser representative · Firm CRD 307273
- Almanack Investment Partners– · 2 yearsFairfax, VA · Adviser representative · Firm CRD 282428
- Lincoln Financial Advisors Corporation– · 5 yearsFairfax, VA · Adviser representative · Firm CRD 3978
- Wells Fargo Advisors Financial Network, LLC– · under a yearReston, VA · Adviser representative · Firm CRD 11025
- Lincoln Financial Advisors Corporation– · 2 yearsVienna, VA · Adviser representative · Firm CRD 3978
- Wilbanks Securities Advisory– · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 118304
Investment adviser representative registrations
Lindsey Vardi is registered as an investment adviser representative in Virginia, since November 2022.
- VirginiaSince 28 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 December 2011 |
| Series 66 | Uniform Combined State Law Examination | 11 January 2011 |
| Series 7 | General Securities Representative Examination | 20 September 2010 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lindsey Andrea Vardi
- CRD
- 5733866
- Firm
- Aspect Partners · CRD 307273
- Role
- Chief Compliance Officer
- Office
- 2677 PROSPERITY AVE, SUITE 380, Fairfax, VA 22031
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lindsey Vardi work?
Lindsey Vardi has been Chief Compliance Officer of Aspect Partners, LLC since November 2022, and is a control person of the firm.
Is Lindsey Vardi a financial advisor?
Yes. Lindsey Vardi has a current investment-adviser registration in Virginia, through Aspect Partners since November 2022.
How many years of experience does Lindsey Vardi have?
Lindsey Vardi has 16 years in the financial industry, since October 2010, across 5 adviser firms.
What exams has Lindsey Vardi passed?
Lindsey Vardi has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 99TO. The earliest, the Series 7, was passed in September 2010. FINRA credited Lindsey Vardi with the SIE, which began in October 2018.
Where did Lindsey Vardi work before Aspect Partners?
Before Aspect Partners, Lindsey Vardi was registered through Almanack Investment Partners, July 2020 to November 2022; Lincoln Financial Advisors Corporation, October 2014 to July 2020; Wells Fargo Advisors Financial Network, LLC, May 2014 to October 2014; Lincoln Financial Advisors Corporation, April 2012 to June 2014; Wilbanks Securities Advisory, January 2011 to March 2012.
Where is Lindsey Vardi based?
Lindsey Vardi’s registered office is in Fairfax, VA.
Is Lindsey Vardi registered with FINRA?
Yes. Lindsey Vardi has a current broker registration, under CRD 5733866.
Source: FINRA BrokerCheck
How can I verify Lindsey Vardi’s record?
Search CRD 5733866 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lindsey Vardi’s full registration record.
