Lia Bertelson has been Member/Chief Compliance Officer of Mallini Complete Financial Planning since February 2015, is a control person of the firm and directly owns between 25% and 50% of it.
Mallini Complete Financial Planning LLC is a Gainesville, FL firm with $176M under management, 187 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Lia Bertelson is Financial Planner of Together Planning. She became an investment advisor with the firm in 2016 and works on its efforts to systematize investment management and financial processes. Before that, she moved to Atlanta in 1999 for a job in corporate banking.
Professional designations
Listed by Mallini Complete Financial Planning
- CFP®
Investment adviser representative registrations
Lia Bertelson is registered as an investment adviser representative in 4 states. The first approvals date from August 2016; the most recent is North Carolina, in May 2017.
- AlabamaSince 16 September 2016
- FloridaSince 10 August 2016
- GeorgiaSince 2 August 2016
- North CarolinaSince 4 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 July 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Lia Regina Bertelson
- CRD
- 6469786
- Firm
- Mallini Complete Financial Planning · CRD 175341
- Role
- Member/Chief Compliance Officer
- Office
- 599 WEST CROSSVILLE ROAD, SUITE 112, Roswell, GA 30075
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- togetherplanning.com
Where does Lia Bertelson work?
Lia Bertelson has been Member/Chief Compliance Officer of Mallini Complete Financial Planning LLC since February 2015, and is a control person of the firm.
Is Lia Bertelson a financial advisor?
Yes. Lia Bertelson has a current investment-adviser registration in Alabama, Florida, Georgia and North Carolina, through Mallini Complete Financial Planning since August 2016.
How many years of experience does Lia Bertelson have?
Lia Bertelson has 10 years in the financial industry, since August 2016, across 1 adviser firm.
What exams has Lia Bertelson passed?
Lia Bertelson passed the Series 65 in July 2016.
Where is Lia Bertelson based?
Lia Bertelson’s registered office is in Roswell, GA.
Is Lia Bertelson registered with FINRA?
No. Lia Bertelson has no current broker registration.
Is Lia Bertelson a CFP?
Mallini Complete Financial Planning lists Lia Bertelson with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Lia Bertelson’s record?
Search CRD 6469786 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lia Bertelson’s full registration record.
