Lesley Shiffrin has been an investment adviser representative at Orographic Financial Advisors since December 2022, and is not listed among the firm’s executive officers or direct owners.
Orographic Financial Advisors, LLC is a firm with $208M under management, 111 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Lesley Leeb Shiffrin works at Orographic Financial Advisors, LLC, which Shiffrin formed in 2022 together with Bo G.A. Pihl. Shiffrin began a career in financial planning in the late 1980s.
Lesley Shiffrin’s longest registration was 22 years at NTB Advisors, A Division of NTB Financial Corporation (2000–2022). Before joining Orographic Financial Advisors in 2022, Lesley Shiffrin was registered through NTB Advisors, A Division of NTB Financial Corporation.
- – present · 3 yearsDenver, CO · Adviser representative · Firm CRD 323980
- NTB Advisors, A Division of NTB Financial Corporation– · 22 yearsDenver, CO · Adviser representative · Firm CRD 7425
Professional designations
Listed by Orographic Financial Advisors
- CFP®
Investment adviser representative registrations
Lesley Shiffrin is registered as an investment adviser representative in Colorado, since December 2022.
- ColoradoSince 15 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 1990 |
| Series 7 | General Securities Representative Examination | 19 October 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lesley Myrna Shiffrin
- CRD
- 1421059
- Firm
- Orographic Financial Advisors · CRD 323980
- Office
- Denver, CO
- Registration
- Investment adviser registration
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- orographicfinancial.com
Where does Lesley Shiffrin work?
Lesley Shiffrin is an investment adviser representative registered through Orographic Financial Advisors, LLC since December 2022, and is not listed among the firm’s executive officers or direct owners.
Is Lesley Shiffrin a financial advisor?
Yes. Lesley Shiffrin has a current investment-adviser registration in Colorado, through Orographic Financial Advisors since December 2022.
How many years of experience does Lesley Shiffrin have?
Lesley Shiffrin has 40 years in the financial industry, since December 1985, across 2 adviser firms.
What exams has Lesley Shiffrin passed?
Lesley Shiffrin has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1985. FINRA credited Lesley Shiffrin with the SIE, which began in October 2018.
Where is Lesley Shiffrin based?
Lesley Shiffrin’s registered office is in Denver, CO.
Is Lesley Shiffrin registered with FINRA?
No. Lesley Shiffrin has no current broker registration.
Is Lesley Shiffrin a CFP?
Orographic Financial Advisors lists Lesley Shiffrin with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Lesley Leeb Shiffrin biography, orographicfinancial.com
How can I verify Lesley Shiffrin’s record?
Search CRD 1421059 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lesley Shiffrin’s full registration record.