Leonard Cooperman has been Senior Vice President and Chief Compliance Officer of MJC Advisors since December 2013, is not listed as a control person, but directly owns under 5% of the firm. Leonard Cooperman holds an MBA in finance from the University of Chicago, a JD from Emory University School of Law and a BA in economics from the University of Pennsylvania.
MJC Advisors, LLC is a firm with $190M under management, 83 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Leonard Cooperman is a member of the MJC Advisors, LLC team. He has 25 years of experience, including extensive work on Wall Street in investment banking, M&A and private wealth management.
Leonard Cooperman’s longest registration is the current one, 12 years at MJC Advisors since 2014. Before joining MJC Advisors in 2014, Leonard Cooperman was registered through Credit Suisse Securities (USA) LLC.
- MJC Advisors, LLCCurrent– present · 12 yearsMuttontown, NY · Adviser representative · Firm CRD 136839
- Credit Suisse Securities (USA) LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 816
Investment adviser representative registrations
Leonard Cooperman is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2014; the most recent is New York, in September 2021.
- MarylandSince 20 May 2014
- New YorkSince 2 September 2021
- TexasResidentSince 7 May 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 January 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 2005 |
| Series 7 | General Securities Representative Examination | 7 September 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Leonard Jon Cooperman
- CRD
- 5000932
- Firm
- MJC Advisors · CRD 136839
- Role
- Senior Vice President and Chief Compliance Officer
- Office
- Muttontown, NY
- Registration
- Investment adviser registration
- In the industry since
- September 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mjcadvisorsllc.com
Where does Leonard Cooperman work?
Leonard Cooperman has been Senior Vice President and Chief Compliance Officer of MJC Advisors, LLC since December 2013.
Is Leonard Cooperman a financial advisor?
Yes. Leonard Cooperman has a current investment-adviser registration in Maryland, New York and Texas, through MJC Advisors since May 2014.
How many years of experience does Leonard Cooperman have?
Leonard Cooperman has 14 years in the financial industry, since September 2012, across 2 adviser firms.
What exams has Leonard Cooperman passed?
Leonard Cooperman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2005.
Where did Leonard Cooperman work before MJC Advisors?
Before MJC Advisors, Leonard Cooperman was registered through Credit Suisse Securities (USA) LLC, January 2012 to September 2013.
Where is Leonard Cooperman based?
Leonard Cooperman’s registered office is in Muttontown, NY.
Is Leonard Cooperman registered with FINRA?
No. Leonard Cooperman has no current broker registration.
How can I verify Leonard Cooperman’s record?
Search CRD 5000932 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leonard Cooperman’s full registration record.